Unclaimed
Gail Ropson Buechler is a financial advisor with UBS Financial Services Inc. in San Diego, CA. Gail has been in the industry since 1984 and has a strong track record of providing investment advice and financial planning services to individuals and families. Gail is a registered representative with the Financial Industry Regulatory Authority (FINRA) and a registered investment advisor representative in California. She is also a member of the Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), and Uniform Combined State Law Examination (Series 66). Gail is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/25/2013 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
NA
11/29/1989 - 04/16/1992
KIDDER, PEABODY & CO. INCORPORATED
NA
11/21/1984 - 01/04/1988
KIDDER, PEABODY & CO. INCORPORATED
BOTH
Issued 11/23/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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