linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Bernardo Lora

FIG Tree Capital

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Bernardo Lora

Joseph Lora is a financial advisor in Pasadena, CA. Joseph has been in the industry for over 15 years and is currently registered with FIG Tree Capital. Joseph has specialized in providing financial planning and portfolio management for individuals. Joseph previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, INVESTACORP, INC., WELLS FARGO ADVISORS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and AXA ADVISORS, LLC. Joseph is a Chartered Financial Analyst.

Firm Information

Joseph Lora is currently registered with FIG Tree Capital. FIG Tree Capital is a Registered Investment Adviser with 1 investment advisor representative and $5,339,262 in regulatory assets under management. They provide financial planning and portfolio management services to 17 individuals.

$5.34M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Lora’s Registration & Firm History

CA

05/02/2017 - Present

FIG Tree Capital (PASADENA CA)

CA

10/18/2010 - 05/01/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)

CA

02/02/2010 - 10/19/2010

INVESTACORP, INC. (LOS ANGELES CA)

CA

05/13/2008 - 01/14/2010

WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)

CA

05/04/2004 - 04/25/2008

BANC OF AMERICA INVESTMENT SERVICES, INC. (UNIVERSAL CITY CA)

MN

07/03/2003 - 01/13/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/03/2003 - 01/13/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

05/14/2003 - 06/16/2003

AXA ADVISORS, LLC (NEW YORK NY)

Not sure if Joseph Bernardo Lora is right for you?

Licenses & Designations

BOTH

Issued 05/31/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/01/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Joseph Bernardo Lora. Review regulatory record here.
Not sure if Joseph Bernardo Lora is right for you?