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Advisors in Scottsdale, Arizona
3,616 Results
Unclaimed
location

SCOTTSDALE, AZ

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Francisco Pascual is a financial advisor with over 15 years of experience in the financial services industry. Francisco is currently registered with Osaic Wealth, Inc. Francisco holds licenses in several states and has a wide range of experience in providing investment and financial planning services. Francisco previously held positions at Triad Advisors LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, Sagepoint Financial, Inc., Investcorp, Inc., TradeStation Securities, Inc., Beta Capital Management, L.P., and Pruco Securities, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Vanguard Advisers, Inc.

location

SCOTTSDALE, AZ

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Francisco Favela is an investment advisor representative with Vanguard Advisers, Inc. Francisco has been in the financial industry for over 2 years and holds the Series 63, Series 66, and Series 7TO securities licenses, as well as the SIE. Francisco is registered with the state of Arizona and Texas. Vanguard Advisers, Inc. is headquartered in Malvern, Pennsylvania.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Verus Capital Partners, LLC

location

SCOTTSDALE, AZ

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Frank Joseph Stock is a registered investment advisor representative with Verus Capital Partners, LLC. Frank is a seasoned professional with extensive experience in the financial services industry. Frank has been active in the industry since 1995 and has a proven track record of success in providing investment advice to individuals, families, and businesses. Frank holds the Series 6, 7, 63, and 65 licenses, as well as the SIE certification. Frank is also a registered representative with Securities America, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Vanguard Advisers, Inc.

location

Scottsdale, AZ

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Frank Sanchez is a registered investment advisor representative with Vanguard Advisers, Inc. Frank has been in the financial industry since 2018. Frank is licensed in Arizona and Texas. Frank holds Series 7TO, SIE, and Series 66 licenses.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Vanguard Advisers, Inc. | CFP ® (Certifications)

location

Scottsdale, AZ

experience

13 Years Experience

disclosure

6 Disclosures

ADVISOR BIO

Frank Woloschak is a financial advisor who has been in the industry since 2011. Frank currently works for Vanguard Advisers, Inc. where he is registered as a Registered Representative (RA). He specializes in providing financial planning, selecting other advisors, and portfolio management for individuals and pooled investment vehicles. Frank has passed the Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. He is also a Certified Financial Planner. Frank is registered with the state of Arizona as both a Registered Representative and an Investment Advisor Representative. He is also registered as an Investment Advisor Representative in Texas.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Vanguard Advisers, Inc.

location

Scottsdale, AZ

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Frank Cordova is a registered investment advisor representative with Vanguard Advisers, Inc. located in Scottsdale, Arizona. Frank has been in the industry for over 2 years and holds multiple licenses including Series 63, Series 66 and Series 7. Frank Cordova's background includes experience with Johnstone Supply, MCF Construction Inc. and University of New Mexico. Frank specializes in financial planning, portfolio management and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Osaic Wealth, Inc.

location

SCOTTSDALE, AZ

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Frank James Lathers is an investment advisor with over 23 years of experience in the financial industry. Frank is currently registered with Osaic Wealth, Inc. in Scottsdale, AZ. He is a registered representative and holds the Series 7, Series 24, Series 63 and Series 65 licenses. Frank's previous employers include SAGEPOINT FINANCIAL, INC., AMERICAN GENERAL SECURITIES INCORPORATED, CHASE INVESTMENT SERVICES CORP., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Frank offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals. Frank specializes in providing investment advice to individuals, high-net-worth individuals, corporations, charitable organizations, pension plans, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Newedge Advisors

location

Scottsdale, AZ

0 Disclosures

ADVISOR BIO

Frank Gesuale is a registered investment advisor representative with Newedge Advisors. Frank has been working in the financial industry since 1986 and holds a Series 3, 7, 63, and 65. Frank conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) LDI Advisors. Frank has experience with high-net-worth individuals, corporations, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Scottsdale, AZ

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Franklin J. Wenning is a registered investment advisor representative with Morgan Stanley. Franklin has been in the securities industry for over 6 years. Franklin is licensed in 37 states and is a Series 66, Series 7 and SIE licensed representative. Franklin is a financial planner and provides asset allocation advice and portfolio management for individuals, businesses, and investment companies. Franklin also provides pension consulting and educational seminars. Prior to joining Morgan Stanley, Franklin was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated. Franklin is a graduate of the University of Phoenix.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Osaic Wealth, Inc.

location

SCOTTSDALE, AZ

experience

19 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Fred Dudley Genge is a financial advisor with over 17 years of experience in the industry. Fred is currently registered with Osaic Wealth, Inc. and holds Series 7 and Series 66 licenses. Fred has held previous roles with FSC Securities Corporation, Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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