Unclaimed
Frank Joseph Stock is a registered investment advisor representative with Verus Capital Partners, LLC. Frank is a seasoned professional with extensive experience in the financial services industry. Frank has been active in the industry since 1995 and has a proven track record of success in providing investment advice to individuals, families, and businesses. Frank holds the Series 6, 7, 63, and 65 licenses, as well as the SIE certification. Frank is also a registered representative with Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/01/2015 - Present
Verus Capital Partners, LLC (SCOTTSDALE AZ)
AZ
12/23/2011 - 10/30/2020
SECURITIES AMERICA, INC. (SCOTTSDALE AZ)
AZ
05/03/1995 - 01/09/2012
AXA ADVISORS, LLC (SCOTTSDALE AZ)
NY
05/03/1995 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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