Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank James Lathers is an investment advisor with over 23 years of experience in the financial industry. Frank is currently registered with Osaic Wealth, Inc. in Scottsdale, AZ. He is a registered representative and holds the Series 7, Series 24, Series 63 and Series 65 licenses. Frank's previous employers include SAGEPOINT FINANCIAL, INC., AMERICAN GENERAL SECURITIES INCORPORATED, CHASE INVESTMENT SERVICES CORP., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Frank offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals. Frank specializes in providing investment advice to individuals, high-net-worth individuals, corporations, charitable organizations, pension plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/01/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
06/03/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
IL
06/18/2003 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (SCHAUMBERG IL)
IL
06/07/2000 - 01/31/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MN
12/02/1998 - 06/05/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/02/1998 - 06/05/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Lathers is the right advisor for you? Invested Better is here to help.
