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Pension Consulting Services Advisors in Arizona
5,404 Results
Unclaimed

Raymond James & Associates, Inc.

location

PHOENIX, AZ

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Brian Flader is a financial advisor at Raymond James & Associates, Inc. Brian has been in the financial industry since October 1995. Brian is registered to provide investment advice in 36 states, including Arizona and Texas. Brian's specialties include portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Ameriprise Financial Services, LLC

location

SCOTTSDALE, AZ

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Brian Howard Bratspis is a financial advisor with Ameriprise Financial Services, LLC. Brian has been working in the financial services industry since 1999 and has a broad range of experience. Brian has held previous roles at WELLS FARGO CLEARING SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., and MORGAN STANLEY DW INC.. Brian specializes in portfolio management, financial planning, and asset allocation services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PHOENIX, AZ

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Brian King is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has been in the industry since November 11, 2010 and is registered in 26 states and 2 jurisdictions as an investment advisor. Brian is based in Phoenix, AZ.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Fidelity Personal AND Workplace Advisors

location

CHANDLER, AZ

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Brian Michael Ko is a financial advisor with over 10 years of experience in the industry. Brian is a registered representative with Fidelity Personal And Workplace Advisors and holds licenses in several states. Brian has a strong track record of providing financial advice and guidance to individuals, families, and businesses. Brian specializes in financial planning, retirement planning, investment management, and estate planning.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

MML Investors Services, LLC

location

Tucson, AZ

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Brian Fenn is a financial advisor with MML Investors Services, LLC. Brian has been in the financial services industry since 2010 and has a strong background in helping clients with their financial planning needs. Brian is registered in Arizona, Texas, and several other states. Brian holds the Series 6, 7, 63, and 65 licenses. Brian is also a licensed insurance agent. Brian is committed to providing his clients with personalized service and helping them reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

LPL Financial LLC

location

PHOENIX, AZ

experience

31 Years Experience

disclosure

6 Disclosures

ADVISOR BIO

Brian Bates is a financial advisor with LPL Financial LLC. Brian has been in the financial industry for 29 years and holds Series 6, 7, 63, and 65 licenses, along with the SIE. Brian provides financial planning, investment advisory and consulting services for individuals, businesses, corporations, trusts, and estates. Brian has previously worked at PNC Investments, BBVA Securities Inc., J.P. Morgan Securities LLC, Chase Investment Services Corp., Foothill Securities, Inc., Cue Financial Group, Inc., Securities America, Inc., and Sunamerica Securities, Inc..

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Osaic Wealth, Inc.

location

SCOTTSDALE, AZ

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Brian Kelleher is a financial advisor with over 10 years of experience in the industry. He is a registered representative with Osaic Wealth, Inc. and holds the Series 6, Series 26, and Series 63 licenses. Brian has expertise in financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. He is committed to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Pruco Securities, LLC

location

Phoenix, AZ

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Brian James Phillips is a financial advisor who has been in the industry since December 13, 2007. He is currently registered with Pruco Securities, LLC, and has been with the firm since December 13, 2007. Brian Phillips holds the Series 6, Series 63, and Series 65 licenses and has completed the SIE exam. Brian Phillips specializes in providing financial services to individuals, corporations, and trusts.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Brookstone Capital Management LLC

location

Cave Creek, AZ

0 Disclosures

ADVISOR BIO

Brian Jones is a financial advisor with Brookstone Capital Management LLC. Brian is based in Cave Creek, AZ and has been in the industry for over 27 years. Prior to joining Brookstone, Brian was a registered representative at Brokers International Financial Services, LLC. in Urbandale, IA, Packerland Brokerage Services, Inc. in Carefree, AZ and MML Investors Services, LLC in Phoenix, AZ. Brian has also worked in the past for Center Street Securities, Inc. in Carefree, AZ and ING Financial Partners, Inc. in Carefree, AZ. Brian is a licensed advisor in Arizona, Iowa, Oregon, and Washington.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc. | CFP ® (Certifications)

location

LAKE HAVASU CITY, AZ

experience

29 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Brian Springberg is a financial advisor with Osaic Wealth, Inc., where Brian has been a registered representative since September 2023. Brian previously worked at SAGEPOINT FINANCIAL, INC. from March 2013 to September 2023 and LINCOLN FINANCIAL SECURITIES CORPORATION from August 1995 to March 2013. Brian has been in the financial industry since August 1995. Brian is registered to provide investment advice in 48 states and holds the Series 6, 7, 24, and 63 licenses. Brian is also a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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