Unclaimed
Brian George Dobbins is an active broker and investment advisor representative with over 50 years in the industry. Brian is currently registered with Ameriprise Financial Services, LLC and has been with them since 2005. Brian has held previous positions with IDS Life Insurance Company, IDS Financial Services Inc., and First Investors Corporation. Brian is a Series 24, 51, 63, 7TO, and SIE licensed representative and offers investment advice and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/02/2009 - Present
Ameriprise Financial Services, LLC (SCOTTSDALE AZ)
MN
03/27/1973 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
03/27/1973 - 12/24/1986
IDS FINANCIAL SERVICES INC.
NA
11/02/1970 - 01/02/1972
FIRST INVESTORS CORPORATION
BC
Issued 01/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/21/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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