Unclaimed
Brian Christopher Dubyk is an investment advisor representative with Raymond James & Associates, Inc., with an office in Tucson, Arizona. Brian has been in the securities industry since 2009. Brian holds a Series 63, 66, 7, 9, and 10 license. Brian has worked for several firms before joining Raymond James & Associates, Inc. Brian is a registered Investment Advisor in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/21/2024 - Present
Raymond James & Associates, Inc. (TUCSON AZ)
NM
05/03/2017 - 10/13/2020
WELLS FARGO CLEARING SERVICES, LLC (ALBUQUERQUE NM)
OH
09/10/2009 - 06/08/2016
SCOTTRADE, INC. (WESTLAKE OH)
BOTH
Issued 12/11/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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