ADVISOR BIO

James Paul Brandt is an active investment advisor representative registered with Morgan Stanley. James has been in the industry for over 10 years, and is currently registered in Arizona and Texas. Previously, James was registered with E*TRADE SECURITIES LLC and Morgan Stanley. James has a Series 66, Series 7 and SIE exam.

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ADVISOR BIO

James Pruter is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Chandler, AZ. James has been in the industry since 2009 and has been registered with FINRA since 2013. James has a wide range of experience and expertise in the financial services industry. James has passed several industry exams, including Series 7, Series 9, Series 10, Series 66 and SIE. James is licensed to provide financial advice in 53 states and the District of Columbia.

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ADVISOR BIO

James Galante is a registered investment advisor representative with Commonwealth Financial Network. James has been in the industry since December 12, 2000. Commonwealth Financial Network is a registered investment adviser firm with a strong track record of providing a wide range of financial services to individual and institutional clients. James Galante holds a Series 7 and a Series 66 license and is registered in 21 states. He is a member of the Monarch Retirement & Investments, LLC DBA Monarch Retirement Group. James Galante is committed to helping clients achieve their financial goals.

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ADVISOR BIO

James Key Edwards is a financial advisor with LPL Financial LLC and has been in the industry since 1996. James has experience with Morgan Stanley and UBS Financial Services Inc., where he held previous positions. James has Series 3, 7, and 63 licenses, in addition to the SIE and Series 65. James is registered to conduct business in Arizona, Colorado, Nevada, Ohio, Virginia, and Washington. James has a branch office location in Scottsdale, AZ.

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ADVISOR BIO

James George Cooper is a financial advisor registered with Morgan Stanley. James Cooper has been in the industry since October 15, 1990. James Cooper holds Series 7, Series 31, Series 63, Series 65, and SIE licenses. James Cooper is registered in 34 states. CITIGROUP GLOBAL MARKETS INC. and KIDDER, PEABODY & CO. INCORPORATED are among the previous firms where James Cooper worked.

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ADVISOR BIO

James Ausloos is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. James is a registered investment advisor representative in the state of Texas. James has been in the financial industry for more than 5 years and has experience working with high-net-worth individuals, corporations, and pension plans. James is committed to providing clients with personalized financial advice and investment strategies that are tailored to their specific needs. James is also a member of the Merrill Lynch, Pierce, Fenner & Smith Inc. team.

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ADVISOR BIO

James Michael Dial is a financial advisor with over 22 years of experience in the industry. James is currently registered with Pruco Securities, LLC. James has a strong background in financial planning and investment management. James holds Series 6, 7, 63, and 65 licenses. James specializes in retirement planning, college savings, and estate planning.

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James Dwyer is a financial advisor with EP Wealth Advisors. James has been a financial advisor for over 20 years and has a strong background in investment management and financial planning. James has a Series 6, 7, 63, and 65 licenses and is also a Certified Financial Planner. Prior to joining EP Wealth Advisors, James worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc. James has a long history of providing financial advice to individuals, families, and businesses. He is dedicated to helping clients achieve their financial goals.

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ADVISOR BIO

James Francisco Enriquez is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Phoenix, Arizona. James has been in the industry since February 2014. James Enriquez is a registered representative in Arizona, California, Colorado, Florida, Nevada, New Mexico, Texas and Utah and is also a registered investment advisor representative in California and Texas. James Enriquez has passed the Series 66, Series 7TO and SIE exams. James Enriquez has a variety of specializations, including providing portfolio management for individuals, businesses and investment companies. James Enriquez also offers other services, such as educational seminars, performance measurement reports, allocation modeling and IPS.

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ADVISOR BIO

James Howard Allen is a financial advisor based in Tucson, Arizona. James has been working in the financial services industry since 1994 and currently works with LPL Financial LLC. James has a broad range of experience working with clients of all kinds, including individuals, businesses, corporations, investment clubs, charitable organizations and pension plans. James also provides financial planning, portfolio management and consulting services.

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