Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Key Edwards is a financial advisor with LPL Financial LLC and has been in the industry since 1996. James has experience with Morgan Stanley and UBS Financial Services Inc., where he held previous positions. James has Series 3, 7, and 63 licenses, in addition to the SIE and Series 65. James is registered to conduct business in Arizona, Colorado, Nevada, Ohio, Virginia, and Washington. James has a branch office location in Scottsdale, AZ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
03/05/2019 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
06/01/2009 - 03/08/2019
MORGAN STANLEY (SCOTTSDALE AZ)
AZ
11/29/1996 - 06/04/2009
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
AZ
05/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCOTTSDALE AZ)
IA
Issued 12/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2003
Series 3 - National Commodity Futures Examination
BC
Issued 11/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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