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James Joseph Galante

Commonwealth Financial Network

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About James Joseph Galante

James Galante is a registered investment advisor representative with Commonwealth Financial Network. James has been in the industry since December 12, 2000. Commonwealth Financial Network is a registered investment adviser firm with a strong track record of providing a wide range of financial services to individual and institutional clients. James Galante holds a Series 7 and a Series 66 license and is registered in 21 states. He is a member of the Monarch Retirement & Investments, LLC DBA Monarch Retirement Group. James Galante is committed to helping clients achieve their financial goals.

Firm Information

James Galante is currently registered with Commonwealth Financial Network. Commonwealth Financial Network is an Approved Limited Liability Company formed in August 2017 and headquartered in Waltham, Massachusetts. The firm provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. They have a presence in all 50 states, as well as in Puerto Rico and the Virgin Islands. The firm manages approximately $177 billion in regulatory assets under management and has a large network of licensed agents, investment adviser representatives, registered representatives, and investment advisory functions. They cater to various client types, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Commonwealth Financial Network

29 SAWYER ROAD

WALTHAM, MA 02453-3483

$177.03B

Assets Under Management

19,600

Total Clients

3,791

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Galante’s Registration & Firm History

AZ

01/18/2013 - Present

Commonwealth Financial Network (PRESCOTT AZ)

CA

09/08/2008 - 01/30/2013

SII INVESTMENTS, INC. (SAN DIEGO CA)

CA

07/21/2006 - 09/08/2008

SECURITIES SERVICE NETWORK, INC. (SAN DIEGO CA)

CA

12/13/2000 - 07/28/2006

FSC SECURITIES CORPORATION (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 12/29/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Joseph Galante. Review regulatory record here.
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