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Educational Seminars & Workshops Advisors in Alabama
3,286 Results
Unclaimed

RFG Advisory, LLC

location

VESTAVIA HILLS, AL

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Amie Lynn Sheputis is a registered investment advisor representative with RFG Advisory, LLC. Amie has been in the financial services industry since April 2009. She is currently registered with the state of Missouri. Amie has a Series 7 and Series 66 license. She has previously worked at Ameriprise Financial Services, LLC. Amie specializes in financial planning, pension consulting, and educational seminars. She offers portfolio management for individuals and selection of other advisers.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

PNC Investments

location

MOBILE, AL

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Amin Rathle is a financial professional with over 29 years of experience in the securities industry. Amin is currently registered with PNC Investments in MOBILE, AL. Prior to joining PNC Investments, Amin was employed by RBC CAPITAL MARKETS, LLC in MOBILE, AL. Amin holds a Series 63, Series 65, Series 7 and SIE. Amin's areas of expertise include Portfolio Management for Individuals, Portfolio Management for Businesses, and Selection of Other Advisers.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stonex Advisors Inc.

location

BIRMINGHAM, AL

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Amir Lauber is a financial advisor registered with Stonex Advisors Inc. Amir's primary office is located in Birmingham, AL. Amir works at the Stonex Advisors Inc. branch office in Boca Raton, FL, and has been in the financial industry since June 2005. Amir is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
FINANCIAL CONSULTING SERVICES
Unclaimed

Benjamin F. Edwards & Company, Inc.

location

BIRMINGHAM, AL

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Amy McLevaine is a financial advisor with over 25 years of experience in the financial services industry. Amy is registered with Benjamin F. Edwards & Company, Inc., in both Alabama and Texas. Amy has extensive experience in providing investment advice to individuals, families, trusts, and businesses. Amy is committed to providing personalized financial planning and investment management services to help clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

MOBILE, AL

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Amy Baughman is a registered representative with Stifel, Nicolaus & Company, Inc. Amy has been in the securities industry since 2010. Amy is licensed to sell securities in 41 states and the District of Columbia. In addition to her Series 7 and Series 66 licenses, Amy holds the Securities Industry Essentials Examination (SIE) license. Amy is a member of the Financial Industry Regulatory Authority (FINRA). Amy has experience working with high-net-worth individuals, corporations, pooled investment vehicles, and other clients. Amy offers financial planning, portfolio management, and other investment advisory services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

LPL Financial LLC

location

HUNTSVILLE, AL

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Amy Morgan is an investment advisor representative with LPL Financial LLC. Amy has been in the financial services industry since April 20, 2015. Amy holds Series 63, 65, 7 and SIE licenses. Amy is registered to provide investment advice in Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Mississippi, Missouri, New York, North Carolina, Ohio, Oklahoma, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Osaic Wealth, Inc.

location

Birmingham, AL

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Amy Kniseley is a financial advisor who has been in the industry since 2018. Amy is currently registered with Osaic Wealth, Inc., and previously worked with SECURITIES AMERICA, INC., INVESTACORP, INC., CENTAURUS FINANCIAL, INC., and SECURIAN FINANCIAL SERVICES, INC. Amy is licensed to sell Investment Company Products/Variable Contracts and holds the Securities Industry Essentials Examination. Amy has a history of working with individuals, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

MONTGOMERY, AL

experience

16 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Amy Garrigan is a financial advisor currently registered with UBS Financial Services Inc. in Montgomery, Alabama. Amy is also a registered investment advisor and has been in the industry since 2008. Amy has passed a number of industry exams including the Series 7, Series 63, Series 65, and the SIE. Amy has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Keegan & Company, Inc. Amy has a number of specializations, including retirement planning, college savings, estate planning, insurance, and mutual funds. Amy is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Raymond James & Associates, Inc.

location

BIRMINGHAM, AL

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Amy Kutschke is a financial advisor with Raymond James & Associates, Inc., a well-established firm with a strong reputation in the industry. Amy has been in the financial services industry since 1996, and has experience providing financial advice to a wide range of clients, including individuals, corporations, and institutions. Amy has a strong track record of success and is committed to providing her clients with personalized financial guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Principal Securities, Inc.

location

MAYLENE, AL

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Amy Cooper is a registered investment advisor representative with Principal Securities, Inc. with over 23 years of experience in the financial services industry. Amy has a strong background in providing investment advice to individuals and families. Amy has a current registration in Alabama as an investment advisor representative, and also as a registered representative. Amy is a licensed securities agent in Alabama and Florida. Amy's registration history reflects a commitment to ethical and professional conduct. Amy's experience includes working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. In addition to her work as an investment advisor representative, Amy is also a bank officer at Principal Bank for Principal Custody Solutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals

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