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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Cooper is a registered investment advisor representative with Principal Securities, Inc. with over 23 years of experience in the financial services industry. Amy has a strong background in providing investment advice to individuals and families. Amy has a current registration in Alabama as an investment advisor representative, and also as a registered representative. Amy is a licensed securities agent in Alabama and Florida. Amy's registration history reflects a commitment to ethical and professional conduct. Amy's experience includes working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. In addition to her work as an investment advisor representative, Amy is also a bank officer at Principal Bank for Principal Custody Solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AL
01/17/2005 - Present
Principal Securities, Inc. (MAYLENE AL)
BOTH
Issued 01/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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