Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Garrigan is a financial advisor currently registered with UBS Financial Services Inc. in Montgomery, Alabama. Amy is also a registered investment advisor and has been in the industry since 2008. Amy has passed a number of industry exams including the Series 7, Series 63, Series 65, and the SIE. Amy has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Keegan & Company, Inc. Amy has a number of specializations, including retirement planning, college savings, estate planning, insurance, and mutual funds. Amy is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AL
10/22/2012 - Present
UBS Financial Services Inc. (MONTGOMERY AL)
AL
10/12/2010 - 09/24/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTGOMERY AL)
AL
08/22/2007 - 08/25/2009
MORGAN KEEGAN & COMPANY, INC. (MONTGOMERY AL)
IA
Issued 10/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Amy Garrigan is the right advisor for you? Invested Better is here to help.
