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Publication of Financial Periodicals Advisors
50,030 Results
Unclaimed

Vanguard Advisers, Inc.

location

MALVERN, PA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Donahue is a registered investment advisor representative with Vanguard Advisers, Inc. Timothy has over 25 years of experience in the financial industry, having held previous positions at firms such as Hornor, Townsend & Kent, LLC, Boenning & Scattergood, Inc., BCG Securities, Inc. and Dean Witter Reynolds Inc. Timothy currently holds FINRA Series 4, 7, 24, 27, 52, 63, 65, 99TO and SIE licenses and is registered in Georgia, New Jersey, Pennsylvania and Texas. Timothy holds a designation as a FINRA Arbitrator and is involved in dispute resolution.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

RENO, NV

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Harold Humes is a financial advisor with RBC Capital Markets, LLC. Timothy has been in the financial services industry since 1993 and is registered in 24 states. He is a registered representative and investment advisor representative. Timothy specializes in providing investment advice to individuals, businesses, and institutions. He offers a variety of services, including financial planning, portfolio management, and pension consulting. Timothy is committed to helping his clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

NEWPORT BEACH, CA

experience

41 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Timothy Metcalf is a financial advisor with over 30 years of experience in the industry. Timothy is currently registered with Stifel, Nicolaus & Company, Inc. in California and Texas. Before joining Stifel, Nicolaus & Company, Inc., Timothy was a financial advisor at WELLS FARGO ADVISORS, LLC. Timothy has held a variety of roles in the financial services industry, including roles at A. G. EDWARDS & SONS, INC., PRUDENTIAL-BACHE SECURITIES INC., DREXEL BURNHAM LAMBERT INCORPORATED, and DEAN WITTER REYNOLDS INC. Timothy is a registered representative with FINRA and is licensed in several states. Timothy holds the Series 3, 7, 8, 9, 10, 63 and 65 licenses. Timothy is also a member of the MCBETH FOUNDATION.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Knights OF Columbus Asset Advisors LLC

location

NEW HAVEN, CT

0 Disclosures

ADVISOR BIO

Timothy Pugh is a registered investment advisor representative with Knights of Columbus Asset Advisors LLC. Timothy has been in the industry since June 2012. Timothy holds the Series 65 license. Timothy is registered with the state of Florida. Timothy is associated with the firm's branch office in New Haven, Connecticut. Timothy is also a field agent for Knights of Columbus Insurance.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Beacon Pointe Advisors, LLC

location

NEWPORT BEACH, CA

0 Disclosures

ADVISOR BIO

Timothy Hoffman is a financial advisor with Beacon Pointe Advisors, LLC. Timothy Hoffman has been in the industry since 2000. Timothy Hoffman holds the Series 63, Series 66, Series 7 and SIE licenses. Timothy Hoffman specializes in providing financial planning, portfolio management for individuals, businesses, investment companies and pooled investment vehicles. Timothy Hoffman has previously worked at David A. Noyes & Company, J.P. Morgan Securities LLC, Fidelity Brokerage Services LLC and TD Ameritrade, Inc. Timothy Hoffman's experience allows Timothy Hoffman to provide clients with a comprehensive range of financial services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
CONSULTING SERVICES
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Fisher Investments

location

PLANO, TX

0 Disclosures

ADVISOR BIO

Timothy Michael Ellis is an Investment Advisor Representative at Fisher Investments. Timothy is registered with the state of Texas and Washington. Timothy has been working in the financial industry since 2014. Timothy has a Series 65 license. Timothy specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
PORTFOLIO ASSESSMENT
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Robert W. Baird & Co. Inc.

location

Waukesha, WI

experience

40 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Stanley Omalley is an investment advisor representative with Robert W. Baird & Co. Inc. Timothy has been in the industry since 1985. Timothy has passed the Series 7, Series 63, and Series 65 exams. Timothy is registered with the state of Florida, Texas, and Wisconsin. Timothy is also registered with FINRA. Timothy is currently affiliated with Robert W. Baird & Co. Inc. and has been affiliated with the firm since 1989.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Pacific Point Advisors, LLC | CFA ® (Certifications)

location

PHOENIX, AZ

0 Disclosures

ADVISOR BIO

Timothy Nyland is a financial advisor who has been in the industry for over 28 years. Timothy has a strong background in the financial services industry and is registered with the state of Arizona. Timothy is a Chartered Financial Analyst (CFA) and has experience in portfolio management for individuals, businesses, and pooled investment vehicles. Timothy is associated with Pacific Point Advisors, LLC. Timothy Nyland has previous experience with Fortis Investors, Inc. Timothy is also the President of Viking Realty, Inc., which is not investment-related.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Market Timing Services
Unclaimed

RBC Capital Markets, LLC

location

PARAMUS, NJ

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Brogan is an active investment advisor representative with RBC Capital Markets, LLC. Timothy Brogan is registered in 28 states and has been in the industry since 1988. Timothy Brogan holds Series 7 and Series 66 licenses. Timothy Brogan is a financial professional with experience in providing financial planning, portfolio management, and pension consulting services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Hsbc Securities (usa) Inc.

location

Beverly Hills, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Timothy Karsten schielderup Haavaldsen is a financial advisor at Hsbc Securities (usa) Inc. in Beverly Hills, California. Timothy has been working in the financial industry since 2024. Timothy is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 79TO, and SIE licenses. Timothy is also licensed in 53 states. Timothy has experience in investment banking, securities, and investments. Timothy can help you with asset allocation recommendations and selecting other advisors.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL
Portfolio Management for Pooled Investment Vehicles

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