Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Metcalf is a financial advisor with over 30 years of experience in the industry. Timothy is currently registered with Stifel, Nicolaus & Company, Inc. in California and Texas. Before joining Stifel, Nicolaus & Company, Inc., Timothy was a financial advisor at WELLS FARGO ADVISORS, LLC. Timothy has held a variety of roles in the financial services industry, including roles at A. G. EDWARDS & SONS, INC., PRUDENTIAL-BACHE SECURITIES INC., DREXEL BURNHAM LAMBERT INCORPORATED, and DEAN WITTER REYNOLDS INC. Timothy is a registered representative with FINRA and is licensed in several states. Timothy holds the Series 3, 7, 8, 9, 10, 63 and 65 licenses. Timothy is also a member of the MCBETH FOUNDATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/15/2015 - Present
Stifel, Nicolaus & Company, Inc. (NEWPORT BEACH CA)
CA
01/01/2008 - 01/16/2015
WELLS FARGO ADVISORS, LLC (IRVINE CA)
CA
10/29/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (IRVINE CA)
NY
04/25/1988 - 10/31/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
05/30/1986 - 05/19/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/19/1983 - 06/09/1986
DEAN WITTER REYNOLDS INC.
IA
Issued 09/03/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1993
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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