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Publication of Financial Periodicals Advisors
50,030 Results
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

PROVIDENCE, RI

experience

49 Years Experience

0 Disclosures

ADVISOR BIO

Robert Capone is an active Broker-Dealer and Investment Advisor Representative with Stifel, Nicolaus & Company, Inc. He has been in the securities industry since 1975 and is registered with the Financial Industry Regulatory Authority (FINRA), and the state of Rhode Island. Robert's career spans over 48 years. He has extensive experience in providing financial planning and portfolio management services to individuals, businesses, and institutions. He is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Empirical Wealth Management

location

SEATTLE, WA

0 Disclosures

ADVISOR BIO

Robert Thomas is an investment advisor representative with Empirical Wealth Management. Robert has been in the industry since August 2013 and has been with Empirical Wealth Management since November 2016. Robert holds a Series 65 license and is registered to provide investment advisory services in Washington and California. Robert specializes in working with high-net-worth individuals, corporations, and other businesses. Robert also provides financial planning and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX PREPARATION AND INSURANCE SERVICES
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Frontier Asset Management, LLC | CFA ® (Certifications)

location

SHERIDAN, WY

0 Disclosures

ADVISOR BIO

Robert E. Miller is an Investment Advisor Representative at Frontier Asset Management, LLC. Robert has been with the firm since February 2001 and is registered with the state of Wyoming. Robert holds the Chartered Financial Analyst designation. Frontier Asset Management, LLC manages assets for a variety of clients, including high-net-worth individuals, charitable organizations, and other investment advisors. The firm provides financial planning, portfolio management, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Robert W. Baird & Co. Inc.

location

MILWAUKEE, WI

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Robert Gary Schultz is a financial advisor with Robert W. Baird & Co. Inc. Robert Schultz has been in the industry since 2000. Robert holds the Series 66, Series 23, Series 10, Series 9, SIE, and Series 7 licenses and is registered in Wisconsin as both a broker and an investment advisor. Robert specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Sprott Asset Management USA Inc.

location

DARIEN, CT

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Robert Virgil Villaflor is a financial advisor at Sprott Asset Management USA Inc., a firm with offices in Darien, CT. Robert has been in the financial services industry since 1992. He has a wide range of experience, having worked at several other firms prior to joining Sprott Asset Management USA Inc. Robert has also passed a number of exams, including Series 7, 63, 66, 24, 4, and 55. He is currently registered with FINRA and the state of California. Robert holds a Series 66 license and specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Robert is also the CEO of Sprott Asset Management USA Inc., a wholly owned subsidiary of Sprott U.S. Holdings, Inc., and is responsible for the oversight, strategic planning, and execution of advisory services.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Newport Capital Group, LLC | CFA ® (Certifications)

location

RED BANK, NJ

0 Disclosures

ADVISOR BIO

Robert James Milmore is a financial advisor at Newport Capital Group, LLC. Robert is a registered representative with the state of New Jersey. Robert has over 20 years of experience in the financial services industry. Robert is also a Chartered Financial Analyst. Robert's clients include high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and pooled investment vehicles. Robert's investment advisory services include financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Americana Partners, LLC

location

HOUSTON, TX

0 Disclosures

ADVISOR BIO

Robert Stillwell is an investment advisor representative at Americana Partners, LLC. Robert Stillwell has been in the industry since 2008. Robert Stillwell is registered in Texas and has a Series 7, Series 63, and Series 65 license. Robert Stillwell previously worked for UBS Securities LLC, Citigroup Global Markets Inc., and Scotia Capital (USA) Inc.. Americana Partners, LLC is a registered investment advisor headquartered in Houston, Texas. Americana Partners, LLC is registered in Texas.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Chickasaw Capital Management, LLC

location

MEMPHIS, TN

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Robert Walker is a financial advisor with over 20 years of experience in the industry. Robert currently works for Chickasaw Capital Management, LLC in Memphis, TN and has been registered with the firm since 2005. Robert has a Series 7, 66 and 65 licenses and previously worked for Raymond James Financial Services, Inc. in St. Petersburg, FL from 2001 to 2004. Robert has experience in various investment areas, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Nuveen Asset Management, LLC

location

Chicago, IL

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Robert Neil Wood is a financial advisor with over 20 years of experience in the financial services industry. Robert currently works at Nuveen Asset Management, LLC and has been registered with the firm since April 2016. Robert previously worked at TEACHERS PERSONAL INVESTORS SERVICES, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, WELLS FARGO ADVISORS, LLC, and EVERGREEN INVESTMENT SERVICES, INC. Robert is registered with the state of Illinois.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
MODEL PORTFOLIO ADVICE
Portfolio Management for Pooled Investment Vehicles
Unclaimed

MFS Institutional Advisors Inc.

location

BOSTON, MA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Robert Ferguson is an investment advisor representative with MFS Institutional Advisors Inc., located in Boston, MA. Robert is registered with the state of Massachusetts. Robert is a registered representative with FINRA and is also registered in California. Robert is Series 66, Series 7 and SIE licensed and has been in the industry since September 14, 2007. Prior to this, Robert was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Scottsdale, AZ. Robert specializes in Investment Advisory Services, Pension Consulting, Selection of other Advisers, and Portfolio Management.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles

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