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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Virgil Villaflor is a financial advisor at Sprott Asset Management USA Inc., a firm with offices in Darien, CT. Robert has been in the financial services industry since 1992. He has a wide range of experience, having worked at several other firms prior to joining Sprott Asset Management USA Inc. Robert has also passed a number of exams, including Series 7, 63, 66, 24, 4, and 55. He is currently registered with FINRA and the state of California. Robert holds a Series 66 license and specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Robert is also the CEO of Sprott Asset Management USA Inc., a wholly owned subsidiary of Sprott U.S. Holdings, Inc., and is responsible for the oversight, strategic planning, and execution of advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CT
01/01/2025 - Present
Sprott Asset Management USA Inc. (DARIEN CT)
IL
06/09/1993 - 06/01/2015
REGAL SECURITIES, INC. (GLENVIEW IL)
NY
09/28/1992 - 06/01/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BOTH
Issued 12/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2016
Series 4 - Registered Options Principal Examination
BC
Issued 09/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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