Invested Better
Publication of Financial Periodicals Advisors
50,030 Results
Unclaimed

RBC Capital Markets, LLC

location

Jersey City, NJ

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Richard Concepcion is a financial professional with over 9 years of experience in the securities industry. Richard is currently registered with RBC Capital Markets, LLC and is located in Jersey City, New Jersey. Richard's areas of expertise include financial planning, portfolio management, and service for public & private employee benefit plans, endowment funds, foundations, family trusts, and various capital/operating funds.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

City National Rochdale

location

NEW YORK, NY

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Richard Powers is an investment advisor representative at City National Rochdale. Richard has over 17 years of experience in the financial services industry and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Richard has a strong track record of providing investment advice and portfolio management services to a wide range of clients, including high-net-worth individuals, corporations, and investment companies. Richard is committed to providing his clients with personalized investment advice and portfolio management services that meet their individual needs and goals.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Oxford Financial Group, Ltd. | CFP ® (Certifications)

location

CARMEL, IN

0 Disclosures

ADVISOR BIO

Richard V. Hall is a financial advisor registered with Oxford Financial Group, Ltd.. Richard has been a financial advisor since 2004 and has held previous registrations with NATCITY INVESTMENTS, INC.. Richard holds both Series 7 and Series 63 licenses and is a Certified Financial Planner. Richard focuses on providing financial planning, pension consulting, and portfolio management services. Richard works with individuals, high-net-worth individuals, corporations, charities, and trusts. Richard has been with Oxford Financial Group, Ltd. since 2014.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Robert W. Baird & Co. Inc. | CFP ® (Certifications)

location

Houston - Memorial City, TX

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Richard Glen Pfeil is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with Robert W. Baird & Co. Inc. and has previously worked with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Richard holds the Series 7, Series 66, and SIE licenses, and is also a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

CHAPEL HILL, NC

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Richard Dworsky is a financial advisor with Stifel, Nicolaus & Company, Inc. Richard has been in the industry for over 40 years and has a broad range of experience in providing financial advice to individuals, families, and businesses. Richard is registered to provide securities and investment advisory services in 29 states. Richard holds a Series 3, Series 7, Series 15, Series 63 and Series 65 license. Richard is committed to providing clients with personalized financial advice and strategies that are tailored to their individual needs and goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

CONSHOHOCKEN, PA

experience

45 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Richard Thomas Carlin is a registered investment advisor representative with RBC Capital Markets, LLC. Richard has been in the securities industry since May 21, 1980. Richard has held past roles at Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated and Salomon Smith Barney Inc. Richard Carlin is currently registered with RBC Capital Markets, LLC in Pennsylvania and South Carolina. Richard has a wide array of experience in the investment field and holds several licenses and certifications. Richard has worked in Conshohocken, PA since 2008. Richard is dedicated to providing clients with personalized financial advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Robert W. Baird & Co. Inc.

location

Charleston, SC

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Richard Anthony Rossi is a financial advisor who has been working in the industry since 1998. Richard is currently registered with Robert W. Baird & Co. Inc. in Charleston, South Carolina. Richard has extensive experience in the financial services industry, having previously worked for Gleacher & Company Securities, Inc. and BNY Capital Markets Inc. Richard holds Series 7, Series 63, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

RBC Capital Markets, LLC | CFP ® (Certifications)

location

Minocqua, WI

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Richard Erwin Brostowitz is a financial advisor with over 8 years of experience in the financial services industry. Richard is registered with RBC Capital Markets, LLC, and is licensed to offer investment advice in 33 states and the District of Columbia. Richard holds both the Series 66 and Series 7TO licenses. He is also a Certified Financial Planner. Richard has a diverse background in financial services, having worked at US Bank and Madison Mallards Baseball Club. Richard's areas of expertise include financial planning, retirement planning, and portfolio management. He is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

TLG Advisors, Inc.

location

New Orleans, LA

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

Richard Evans is a financial advisor with TLG Advisors, Inc. Richard has over 30 years of experience in the financial services industry. Richard is registered with the state of Louisiana as an Investment Advisor Representative and has held other registrations in several states. Richard specializes in financial planning, portfolio management, and placement of institutional funds. Richard is committed to providing his clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLACEMENT OF INSTITUTIONAL FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

FRONTENAC, MO

experience

52 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Richard Murphy is a financial advisor with over 40 years of experience in the industry. Richard is currently registered with Stifel, Nicolaus & Company, Inc. and is based in Frontenac, MO. Richard has a broad range of experience, having previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., White, Weld & Co. Incorporated and Newhard, Cook & Co. Incorporated. Richard holds several licenses and certifications including the Series 7, 9, 10, 24, 52TO, 63, and 65 licenses. Richard also has a background in farming and hunting and is a trustee of a family trust.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

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