Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Murphy is a financial advisor with over 40 years of experience in the industry. Richard is currently registered with Stifel, Nicolaus & Company, Inc. and is based in Frontenac, MO. Richard has a broad range of experience, having previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., White, Weld & Co. Incorporated and Newhard, Cook & Co. Incorporated. Richard holds several licenses and certifications including the Series 7, 9, 10, 24, 52TO, 63, and 65 licenses. Richard also has a background in farming and hunting and is a trustee of a family trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/04/2019 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
03/30/1988 - 10/07/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LADUE MO)
NA
04/11/1988 - 04/21/1988
SHEARSON LEHMAN HUTTON INC.
NA
04/28/1973 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
06/16/1976 - 04/09/1978
WHITE, WELD & CO. INCORPORATED
NA
05/03/1973 - 06/26/1976
NEWHARD, COOK & CO. INCORPORATED
IA
Issued 10/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/30/1979
Series 4 - Registered Options Principal Examination
BC
Issued 07/13/1979
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1973
Series 000 - General Securities Principal Examination
BC
Issued 04/28/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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