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Publication of Financial Periodicals Advisors
50,030 Results
Unclaimed

Goldman Sachs & Co. LLC

location

NORWALK, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Nebeyou Esayas is a financial professional registered with Goldman Sachs & Co. LLC. Nebeyou is currently licensed in all states in the United States as a broker-dealer. Nebeyou is a financial professional with a broad range of experience, including experience in the following areas: Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Pooled Investment Vehicles. Nebeyou has been in the financial services industry since September 26, 2022.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

A.g.p. / Alliance Global Partners

location

New York, NY

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Nechemia Vallach is a registered investment advisor representative with Alliance Global Partners. Nechemia is also registered with the state of New Jersey. Nechemia has been in the industry since 2015 and has experience working with clients in the insurance, charitable, high net worth, pension and profit sharing, business and individual sectors. Nechemia's firm, Alliance Global Partners, is based in Westport, Connecticut, and manages approximately $1.69 billion in assets. The firm offers a variety of services including financial planning, selection of other advisors, and portfolio management for individuals, businesses, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Prospera Financial Services, Inc.

location

Metairie, LA

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Ned Anthony Chatelain is a financial advisor with Prospera Financial Services, Inc. Ned has been in the industry since 2000 and is registered in 24 states. Ned holds a Series 7 and Series 63 license as well as the SIE and Series 65 exams. Ned specializes in providing financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

ST. LOUIS, MO

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Ned Kampwerth is a financial advisor associated with Stifel, Nicolaus & Company, Inc., a firm with a long history of providing financial services. Ned has been in the industry since 2012 and holds the Series 7, Series 63, and Series 99TO licenses. Ned's experience and qualifications enable him to provide a range of services to his clients, including portfolio management, financial planning, and investment advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

LINCOLN, NE

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Ned P. Tucker is a registered representative with RBC Capital Markets, LLC. Ned has been in the financial services industry since 1985. Ned is a Series 7TO, 6, 22, 63, and 66 licensed professional and is registered in 41 states. Ned specializes in working with Individuals, High-Net-Worth Individuals, Pension & Profit-Sharing Plans, Corporations & other Businesses, Charitable Organizations, State & Municipal Government Entities, and Insurance Companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Suntx Capital Management Corp.

location

DALLAS, TX

0 Disclosures

ADVISOR BIO

Ned Nelson Fleming is a Managing Partner of Suntx Capital Management Corp. located in Dallas, TX. Ned has been in the industry since December 2000. Ned is registered with the state of Texas. Suntx Capital Management Corp. provides investment management services for private funds and related co-investment entities (the SunTx Funds).

SPECIALIZATIONS

Portfolio Management for Pooled Investment Vehicles
Unclaimed

Robert W. Baird & Co. Inc.

location

Rockford, IL

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Ned Gillette is a registered representative and investment advisor representative with Robert W. Baird & Co. Inc. Ned has been in the financial services industry since November 2002. Ned is licensed in Arizona, Colorado, Florida, Illinois, Iowa, Kentucky, Michigan, Minnesota, Nevada, New York, Pennsylvania, Tennessee, Utah, Virgin Islands and Wisconsin. Ned holds the Series 7, 9, 10, and 66 securities registrations and the SIE exam.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Oppenheimer & Co. Inc.

location

DALLAS, TX

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Nedim Saul is a financial advisor with Oppenheimer & Co. Inc. and has been in the industry since January 11, 2016. Nedim is registered in 15 states including Texas, California and Arizona and holds the Series 63, 65, 7 and SIE licenses. Nedim provides financial planning, portfolio management and pension consulting for individual and business clients. Nedim is also registered with the Financial Industry Regulatory Authority (FINRA).

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

OM Pacific Capital LLC

location

WALNUT CREEK, CA

disclosure

1 Disclosures

ADVISOR BIO

Neel Girish Patel is a registered Investment Advisor Representative with Om Pacific Capital LLC. Neel has been in the financial industry since 2006 and has experience working with both individuals and pooled investment vehicles. Neel has a Series 7, Series 63, and Series 65 license. Neel offers financial planning, portfolio management, and investment advisory services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
LPL SPONSORED ADVISORY PROGRAMS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Abacus Wealth Partners | CFP ® (Certifications)

location

SANTA MONICA, CA

0 Disclosures

ADVISOR BIO

Neela Hummel is an Investment Advisor Representative at Abacus Wealth Partners. Neela is a Certified Financial Planner and has been in the financial services industry since January 2011. Neela is registered with the state of California. Neela specializes in providing financial planning services for individuals, families, and businesses. Neela is also a registered Investment Advisor Representative in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING SERVICES
Portfolio Management for Pooled Investment Vehicles

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