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Neel Girish Patel

OM Pacific Capital LLC

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About Neel Girish Patel

Neel Girish Patel is a registered Investment Advisor Representative with Om Pacific Capital LLC. Neel has been in the financial industry since 2006 and has experience working with both individuals and pooled investment vehicles. Neel has a Series 7, Series 63, and Series 65 license. Neel offers financial planning, portfolio management, and investment advisory services.

Firm Information

Neel Patel is currently registered with OM Pacific Capital LLC. OM Pacific Capital LLC is a Registered Investment Advisor with approximately $60 million in regulatory assets under management. The firm provides financial planning, pension consulting, portfolio management for individuals, and portfolio management for pooled investment vehicles. They also offer other advisory services including LPL SPONSORED ADVISORY PROGRAMS and selection of other advisors. They have 28 total accounts and 25 of those accounts are discretionary. The firm has 1 investment advisor representative and 3 investment advisory functions. The firm participates in wrap fee programs. The firm's website is HTTP://WWW.OMPACIFICCAP.COM.

$60.00M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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lpl sponsored advisory programs

Lpl sponsored advisory programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Neel Patel’s Registration & Firm History

CA

01/01/2025 - Present

OM Pacific Capital LLC (WALNUT CREEK CA)

CA

01/09/2006 - 08/04/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)

NY

08/18/2005 - 10/06/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/03/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/15/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2015

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Neel Girish Patel. Review regulatory record here.
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