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Publication of Financial Periodicals Advisors
50,030 Results
Unclaimed

Oppenheimer & Co. Inc.

location

EAST LANSING, MI

experience

46 Years Experience

0 Disclosures

ADVISOR BIO

Kevin William Crosser is a financial advisor with Oppenheimer & Co. Inc. Kevin has been in the industry since 1979 and has experience with a variety of financial products and services. Kevin has passed the Series 7, Series 9, Series 10, Series 15, Series 63, Series 65, Series 99TO, and SIE exams. Kevin has held previous positions with McDonald Investments Inc. and First of Michigan Corporation. Kevin specializes in providing financial advice to individuals, businesses, retirement plans, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Cibc Private Wealth Advisors, Inc.

location

NEWPORT BEACH, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Hauri is a financial advisor who has been working in the industry since 2012. Kevin is currently registered with Cibc Private Wealth Advisors, Inc. and has a Series 7, Series 63, Series 65 and SIE license. Prior to joining Cibc Private Wealth Advisors, Inc. Kevin worked for CNR SECURITIES, LLC and CITY NATIONAL SECURITIES, INC. Kevin specializes in providing financial advice to individuals, corporations, investment companies, pooled investment vehicles, pension and profit-sharing plans, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
INDEX PROVIDER
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Mariner Wealth

location

OVERLAND PARK, KS

0 Disclosures

ADVISOR BIO

Kevin Ward is an investment advisor representative associated with Mariner Wealth Advisors. Kevin is based in Overland Park, Kansas. Kevin's firm is located in Overland Park, Kansas and has 194 licensed agents, 709 investment adviser representatives, and 97 registered representatives. Kevin has one state exam in the investment advisor category. Kevin passed the Uniform Investment Adviser Law Examination (Series 65) on 01/25/2016. Kevin specializes in 1, 2, 3, 4, 5, 6, 9 and 10. Kevin's experience includes working at Mariner Wealth Advisors from 03/2014 to the present. Kevin is registered with the state of Kansas. Kevin's firm provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles to individuals, insurance companies, charitable organizations, high-net-worth individuals, other investment advisors, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, state or municipal government entities, and other.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
FAMILY OFFICE SERVICES
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Vanguard Advisers, Inc.

location

MALVERN, PA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Michael Reighn is a registered representative with Vanguard Advisers, Inc. Kevin Michael Reighn has been working in the financial services industry since October 5, 2016. Kevin Michael Reighn is currently registered with the state of Pennsylvania and Texas.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Robert W. Baird & Co. Inc.

location

DENVER, CO

experience

26 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Kevin Cross has been in the financial services industry since 1999. Kevin is currently a registered representative with Robert W. Baird & Co. Inc. located in Denver, Colorado. Kevin has previously worked for Charles Schwab & Co., INC. and Prudential Securities Incorporated. Kevin holds the Series 7, Series 63, and Series 65 securities licenses and is registered in 49 states. Kevin specializes in a wide range of investment services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

First Trust Advisors LP

location

WHEATON, IL

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Denardo is a registered investment advisor representative with First Trust Advisors LP based in Wheaton, Illinois. Kevin has been working in the securities industry since 1993 and holds Series 6, 7, 63, and 66 licenses. Kevin's previous experience includes working with WELLS FARGO ADVISORS, LLC and NIKE SECURITIES L.P. Kevin Denardo specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Mesirow Financial Investment Management, Inc.

location

CHICAGO, IL

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Crouch is a financial advisor with over 10 years of experience in the industry. Kevin holds Series 7, 66 and SIE licenses and is currently registered with Mesirow Financial Investment Management, Inc. and Morgan Stanley. Kevin primarily works with high net worth individuals, corporations, investment companies and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Prime Capital Financial

location

Houston, TX

0 Disclosures

ADVISOR BIO

Kevin William La mont is a financial advisor at Prime Capital Financial. Kevin has over 30 years of experience in the financial services industry and has held licenses to provide investment advice in a variety of states. Kevin has worked for a number of financial institutions, including Sloan Securities Corp., Wharton Equity Corporation, Gunnallen Financial, Inc., and Lincoln Financial Distributors, Inc. Kevin is currently licensed to provide investment advice in Texas. Kevin's areas of specialization include retirement planning, investment management, and insurance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
QUALIFIED RETIREMENT PLAN SERVICES, CONSULTING SERVICES, CO-ADVISORY, SELECTION OF SUB-ADVISORS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Robert W. Baird & Co. Inc.

location

Louisville, KY

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Wood Northup is a registered investment advisor with Robert W. Baird & Co. Inc. Kevin has been in the industry since June 16, 2010. Prior to joining Robert W. Baird & Co. Inc. in October 2019, Kevin was a registered representative at J.J.B. HILLIARD, W.L. LYONS, LLC. Kevin holds the Series 7, Series 66 and the SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Calamos Advisors LLC

location

NAPERVILLE, IL

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Kevin R. Crouch is a Registered Representative and Investment Advisor Representative with Calamos Advisors LLC. Kevin has over 10 years of experience in the financial services industry. Kevin is registered to provide investment advisory services in Illinois. Kevin has a Series 6, 7, 63 and 65 license. Previous employment includes Chase Investment Services Corp., PNC Investments and NatCity Investments, Inc.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles

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