Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Hauri is a financial advisor who has been working in the industry since 2012. Kevin is currently registered with Cibc Private Wealth Advisors, Inc. and has a Series 7, Series 63, Series 65 and SIE license. Prior to joining Cibc Private Wealth Advisors, Inc. Kevin worked for CNR SECURITIES, LLC and CITY NATIONAL SECURITIES, INC. Kevin specializes in providing financial advice to individuals, corporations, investment companies, pooled investment vehicles, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Index provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
03/08/2022 - Present
Cibc Private Wealth Advisors, Inc. (NEWPORT BEACH CA)
CA
08/12/2014 - 04/07/2022
CNR SECURITIES, LLC (IRVINE CA)
CA
09/03/2012 - 10/24/2014
CITY NATIONAL SECURITIES, INC. (IRVINE CA)
IA
Issued 10/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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