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Financial Planning Services Advisors in Dallas, Texas
3,096 Results
Unclaimed

J.p. Morgan Securities LLC

location

DALLAS, TX

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Steven Jones is a financial professional with over 10 years of experience in the industry. Steven is currently registered with J.P. Morgan Securities LLC in Dallas, TX. Steven holds the Series 6, Series 63, and SIE licenses and is registered with the state of Texas. Steven has expertise in various areas including mutual funds, variable annuities, retirement planning, and investment management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Prime Capital Financial

location

Dallas, TX

experience

17 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Steven Vander velde is a financial advisor who has been in the industry since 2008. Steven is currently registered with Prime Capital Financial. Steven is also registered with several states, including Colorado, Florida, Missouri, Nebraska, Nevada, North Carolina, Texas, and Virginia. Steven has a Series 7, Series 66, and SIE license.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
QUALIFIED RETIREMENT PLAN SERVICES, CONSULTING SERVICES, CO-ADVISORY, SELECTION OF SUB-ADVISORS
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

DALLAS, TX

0 Disclosures

ADVISOR BIO

Steven Novak is an investment advisor representative with Corient. Steven has been in the financial services industry for over 14 years. Steven is registered with the state of Texas. Prior to joining Corient, Steven was employed with Morgan Stanley. Steven holds the Series 7TO, SIE and Series 66 licenses. Steven is also a guest lecturer/adjunct professor at the University of Kansas. Steven has experience in portfolio management for individuals, businesses, and pooled investment vehicles. Steven also provides financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and publication of periodicals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Security Ratings
Market Timing Services
Publication of Financial Periodicals
Unclaimed

Beaird Harris | CFP ® (Certifications)

location

DALLAS, TX

0 Disclosures

ADVISOR BIO

Steven Mark Lugar is a registered Investment Advisor Representative with Beaird Harris. Steven has over 20 years of experience in the financial industry and is a Certified Financial Planner. Steven's specialties include financial planning and portfolio management for individuals. Steven has experience working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Steven has been registered with Beaird Harris since June 2000. Beaird Harris is an independent wealth management firm that provides financial planning and investment management services to individuals, families, and institutions. The firm has a long history of providing personalized financial advice to clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Unclaimed
location

DALLAS, TX

0 Disclosures

ADVISOR BIO

Stuart Herzog is a registered Investment Advisor Representative with Beaird Harris. Stuart is a licensed Investment Advisor in Texas. Stuart is a licensed Investment Advisor Representative. Stuart has been working in the financial services industry since March 2012. Stuart is a Series 65 licensed advisor. Beaird Harris has offices in Dallas, Texas. The firm provides financial planning, pension consulting, and portfolio management services to individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Unclaimed

Oppenheimer & Co. Inc.

location

DALLAS, TX

experience

30 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Stuart N. Schwartz is a registered representative with Oppenheimer & Co. Inc. in Dallas, TX. Stuart has been in the industry since May 1, 1995. Stuart specializes in providing financial planning, portfolio management for individuals, businesses and pooled investment vehicles, as well as pension consulting and selection of other advisors. Stuart has previously worked with BANC OF AMERICA INVESTMENT SERVICES, INC., Oppenheimer & Co. Inc. and CIBC WORLD MARKETS CORP. Stuart is registered in 9 states, holds the Series 7, Series 63, Series 65 and SIE licenses, and has been active in the industry for over 27 years.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Avantax Advisory Services

location

DALLAS, TX

experience

41 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Stuart Stein is a financial advisor with over 40 years of experience in the industry. Stuart is currently registered with Avantax Advisory Services and has a broad range of experience in the financial services industry. Stuart has been active in both the broker-dealer and investment advisor businesses. Stuart offers a variety of financial services, including investment planning, retirement planning, estate planning, and financial planning services. Stuart is also an insurance agent and helps clients with their insurance needs.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SOLICITOR REFERRAL SERVICES TO THIRD-PARTY INVESTMENT MANAGERS; PARTICIPANT ENROLLMENT MEETINGS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

DALLAS, TX

experience

44 Years Experience

0 Disclosures

ADVISOR BIO

Stuart Wallace Brooks is a financial advisor with over 40 years of experience in the industry. Stuart is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Dallas, Texas, where Stuart has been employed since 1980. Stuart has a broad range of experience, holding both Series 7 and Series 63 licenses, as well as the SIE and Series 31 exams. Stuart's areas of expertise include providing financial planning, investment management, and retirement planning services. Stuart is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Wells Fargo Clearing Services, LLC | CFP ® (Certifications)

location

DALLAS, TX

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Stuart Smith is a financial advisor with Wells Fargo Clearing Services, LLC. Stuart has been a financial advisor for over 25 years and holds a Series 6, 7, 24, 63, 65 and 66 licenses as well as the SIE designation. He is a Certified Financial Planner™ professional. Stuart has experience with a variety of clients, including individuals, corporations, and institutions. He is committed to providing personalized financial advice and helping his clients achieve their financial goals. Stuart Smith has previously been registered with a number of other firms, including J.P. Morgan Securities LLC, Prudential Annuities Distributors, Inc, Fidelity Investments Institutional Services Company, Inc. Stuart Smith is a committed advisor who has the expertise to help his clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Planguide Financial

location

DALLAS, TX

0 Disclosures

ADVISOR BIO

Sumit Gulati is an Investment Advisor Representative with PlanGuide Financial. Sumit has been in the financial services industry since 2011 and has a Series 7, Series 6, Series 63, and Series 66 license. Sumit has specialized in providing financial planning services, pension consulting, and portfolio management for businesses and individuals. Sumit previously worked at TIAA-CREF Individual & Institutional Services, LLC and Chase Investment Services Corp.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Businesses
Portfolio Management for Individuals

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