Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Stein is a financial advisor with over 40 years of experience in the industry. Stuart is currently registered with Avantax Advisory Services and has a broad range of experience in the financial services industry. Stuart has been active in both the broker-dealer and investment advisor businesses. Stuart offers a variety of financial services, including investment planning, retirement planning, estate planning, and financial planning services. Stuart is also an insurance agent and helps clients with their insurance needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
02/06/2024 - Present
Avantax Advisory Services (Hauppauge NY)
NY
05/03/2017 - 12/18/2023
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)
NY
03/17/2016 - 08/19/2016
MML INVESTORS SERVICES, LLC (HAUPPAUGE NY)
NY
06/08/1983 - 02/08/2016
METLIFE SECURITIES INC. (HAUPPAUGE NY)
NY
06/08/1983 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (HAUPPAUGE NY)
BOTH
Issued 10/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stuart Stein is the right advisor for you? Invested Better is here to help.
