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Educational Seminars & Workshops Advisors in Tennessee
5,989 Results
Unclaimed

UBS Financial Services Inc. | CFP ® (Certifications)

location

NASHVILLE, TN

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Marion Quina is a financial advisor with UBS Financial Services Inc. Marion has been in the industry since 2014. Marion has experience in providing financial planning, portfolio management, and investment advisory services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed
location

Nashville, TN

experience

41 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Marion W. Hickerson is an investment advisor representative who has been in the industry since 1984. Marion is currently registered with Morgan Stanley in Nashville, Tennessee and Texas. Marion has previously worked with Citigroup Global Markets Inc. and The Robinson-Humphrey Company, LLC. Marion's background includes experience in securities, investment advisory services, and financial planning. Marion holds several industry licenses, including Series 7, 63, and 65.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Robert W. Baird & Co. Inc.

location

NASHVILLE, TN

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Marisa Breton Dollard is a financial advisor with over 18 years of experience in the industry. She is currently registered with Robert W. Baird & Co. Inc. as an investment advisor representative in Florida and Tennessee. Previously, Marisa has held positions at Raymond James & Associates, Inc., Morgan Stanley, and J.P. Morgan Securities LLC. Marisa has a strong background in financial planning and portfolio management, and she specializes in serving high-net-worth individuals, families, and institutions. She is committed to providing personalized advice and strategies to help her clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Ameriprise Financial Services, LLC

location

CORDOVA, TN

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Marisa Simonetti is a financial advisor registered with Ameriprise Financial Services, LLC. Marisa has been in the financial services industry since February 4, 2018. Marisa is licensed to conduct business in Alabama, Arkansas, Colorado, Florida, Georgia, Illinois, Louisiana, Maryland, Mississippi, Missouri, New Jersey, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. Marisa holds Series 66, SIE, and Series 7 securities licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Robert W. Baird & Co. Inc.

location

Murfreesboro, TN

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Marisela Garcia is a financial advisor working at Robert W. Baird & Co. Inc. in Murfreesboro, TN. Marisela is a registered representative with FINRA, and is a licensed investment advisor in Tennessee. Marisela has been working in the financial services industry since 2015. Marisela has a broad base of experience, having worked at several different firms before joining Robert W. Baird & Co. Inc.. Marisela holds the Series 7TO and Series 66 licenses. Marisela is a member of the Financial Industry Regulatory Authority (FINRA), and has a strong commitment to providing her clients with personalized financial advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

CHATTANOOGA, TN

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Mark Brown is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Mark has been in the industry since January 1998 and is registered in 19 states. Mark has passed the Series 63, 66, 7 and SIE exams. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Mark worked at Ameriprise Financial Services, Inc. and IDS Life Insurance Company.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Osaic Wealth, Inc.

location

MEMPHIS, TN

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Mark Rutland is a financial advisor with Osaic Wealth, Inc. Mark has over 40 years of experience in the financial services industry. Mark holds Series 6, 22, 26, 62, and 63 securities licenses. Mark is registered with the state of Indiana as an Investment Advisor Representative. Mark is also registered as a Broker in the states of Alabama, Arkansas, California, Colorado, Florida, Indiana, Kentucky, Louisiana, Maryland, Michigan, Mississippi, Missouri, New Mexico, New York, North Carolina, South Carolina, Tennessee, Texas, Virginia, Washington, West Virginia, and Wisconsin. Mark is committed to providing his clients with personalized financial advice and investment management services. Mark specializes in providing financial advice to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

MEMPHIS, TN

experience

41 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Mark Randall Mitchell is a financial professional with over 39 years of experience in the industry. Mark is currently registered with Stifel, Nicolaus & Company, Inc. in Memphis, TN. Mark has held previous positions at Vining-Sparks IBG, LLC, Duncan-Williams, Inc., Thomson McKinnon Securities Inc., and Duncan-Williams, Inc. Mark has a broad range of experience with various investment products and strategies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Raymond James & Associates, Inc. | CFP ® (Certifications)

location

Franklin, TN

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Mark Libby Puryear is a financial advisor with over 5 years of experience in the industry. Mark is registered with Raymond James & Associates, Inc. and has a Series 7TO and Series 66 license. Mark is also a Certified Financial Planner. Mark has a diverse background in finance and banking, having worked with firms such as Franklin Synergy Bank, WSW, CPA's, Wunderlich Securities, and FirstBank.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed
location

Cordova, TN

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Mark Varner is a financial advisor with Edward Jones. He is a registered representative with the firm and has been in the financial services industry since 2002. Mark has a broad range of experience, including working with high net worth individuals, corporations and other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and other investment advisors. He is also licensed to provide financial planning and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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