Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Randall Mitchell is a financial professional with over 39 years of experience in the industry. Mark is currently registered with Stifel, Nicolaus & Company, Inc. in Memphis, TN. Mark has held previous positions at Vining-Sparks IBG, LLC, Duncan-Williams, Inc., Thomson McKinnon Securities Inc., and Duncan-Williams, Inc. Mark has a broad range of experience with various investment products and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
01/16/1991 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
NA
01/04/1988 - 10/23/1990
DUNCAN-WILLIAMS, INC.
TN
01/21/1986 - 10/23/1990
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
NA
10/15/1986 - 01/15/1988
THOMSON MCKINNON SECURITIES INC.
NA
07/21/1983 - 10/14/1986
DUNCAN-WILLIAMS, INC.
BC
Issued 08/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/1988
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1991
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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