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Educational Seminars & Workshops Advisors in Tennessee
5,989 Results
Unclaimed

Innovative Advisory Partners, LLC | CFP ® (Certifications)

location

HIXSON, TN

0 Disclosures

ADVISOR BIO

Joe David Franklin is a financial advisor with Innovative Advisory Partners, LLC, a registered investment advisor firm based in Hixson, Tennessee. Joe David Franklin has over 20 years of experience in the financial services industry, having held previous positions with LPL Financial LLC, Raymond James & Associates, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., and American Express Financial Advisors Inc. Joe David Franklin specializes in providing financial planning, investment advisory services, and consulting services to individuals and families. Joe David Franklin is also a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
CONSULTING
Unclaimed

Raymond James Financial Services Advisors, Inc.

location

NASHVILLE, TN

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Joe Douglas Comer is a financial advisor with over 29 years of experience in the industry. Joe is currently registered with Raymond James Financial Services Advisors, Inc. in Nashville, TN. Joe also holds registrations in several other states, including Florida, Georgia, Kentucky, Louisiana, Mississippi, South Carolina, Tennessee, Texas, and Virginia. Joe holds several licenses and designations, including Series 63, 65, 7, 9, 10, 31, and SIE. Joe has been associated with Raymond James Financial Services Advisors, Inc. since January 2009, and prior to that, Joe worked at Morgan Keegan & Company, Inc. in Memphis, TN from July 1993 to July 2005. Joe is also affiliated with Pinnacle Asset Management and Pinnacle Bank.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY & FIXED RATE CONSULTATIONS
Unclaimed

Raymond James & Associates, Inc.

location

NASHVILLE, TN

experience

36 Years Experience

disclosure

4 Disclosures

ADVISOR BIO

Joe Boyd Rowland is an Investment Advisor Representative at Raymond James & Associates, Inc. located in Nashville, TN. Joe has been in the securities industry since December 1988. Prior to joining Raymond James & Associates, Inc., Joe worked at UBS FINANCIAL SERVICES INC. and J.C. BRADFORD & CO.. Joe has licenses in several states and has experience in financial planning, portfolio management and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Cetera Investment Advisers LLC

location

NASHVILLE, TN

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Joel Van belkom is a registered investment advisor representative with Cetera Investment Advisers LLC. Joel has been in the financial services industry for over 15 years. Joel has a Series 7 and Series 66 license, and a Securities Industry Essentials Examination (SIE). Joel has been registered with Cetera Investment Advisers LLC since February 2022. Previously, Joel was registered with Fifth Third Securities, Inc. and TD Ameritrade, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

CHATTANOOGA, TN

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Joel Hollis is a financial advisor with UBS Financial Services Inc. Joel has over 39 years of experience in the financial services industry. Joel is licensed to sell securities in Alabama, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Mississippi, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia and Wisconsin. Joel also holds the Series 3, 4, 7, 15, 31, 63, 66, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed
location

NASHVILLE, TN

experience

34 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Joel Howard Kaplan is an active investment advisor representative. Joel is registered with &partners, LLC, and holds Series 7, 31, and 63 securities licenses, as well as a Series 65 investment advisor license. Joel began working in the financial services industry on June 2, 1991. Before joining &partners, LLC, Joel worked for WELLS FARGO CLEARING SERVICES, LLC, and PRUDENTIAL SECURITIES INCORPORATED.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PORTFOLIO MANAGER SELECTION, FURNISH ADVICE NOT INVOLVING SECURITIES, RESEARCH REPORT SERVICES, 1042 PORTFOLIO CONSTRUCTION
Publication of Financial Periodicals
Unclaimed

Joel Busboom Financial, LLC

location

FRANKLIN, TN

0 Disclosures

ADVISOR BIO

Joel Busboom is a financial advisor with over 10 years of experience in the industry. Joel is an Investment Advisor Representative, currently affiliated with Joel Busboom Financial, LLC and is registered to provide investment advisory services in Tennessee. Joel is also a Director at Busboom Investments, Inc., a family business led by Joel's father. Joel provides financial education and consulting services at The Inspired Workplace, where he also has a leadership role in the Army Reserves.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Soar Financial LLC

location

MURFREESBORO, TN

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Joey Sylvester Martin is an investment advisor representative with Soar Financial LLC. Joey has been in the financial services industry since September 9, 2013. Joey is licensed in Texas and Georgia. Joey Martin provides financial planning and portfolio management services to individuals and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Transamerica Financial Advisors, Inc.

location

Murfreesboro, TN

experience

18 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Johanna Elyse Mockett is a financial advisor with Transamerica Financial Advisors, Inc., located in Murfreesboro, Tennessee. Johanna has been in the financial services industry since 2007 and holds Series 6, 26, 63 and 65 licenses. Johanna has experience working with various clients, including high-net-worth individuals, corporations, and retirement plans. Johanna provides a range of services, including financial planning, portfolio management, and selection of other advisors.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Avantax Advisory Services

location

MEMPHIS, TN

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Johathan Ellis Chandler is a financial professional with over 20 years of experience in the industry. Johathan is currently registered with Avantax Advisory Services and holds a Series 6 and Series 63 license. Johathan provides financial planning, pension consulting, and portfolio management services to individuals, businesses, and retirement plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SOLICITOR REFERRAL SERVICES TO THIRD-PARTY INVESTMENT MANAGERS; PARTICIPANT ENROLLMENT MEETINGS

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