Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joe? Claim Your ProfileJoe Douglas Comer is a financial advisor with over 29 years of experience in the industry. Joe is currently registered with Raymond James Financial Services Advisors, Inc. in Nashville, TN. Joe also holds registrations in several other states, including Florida, Georgia, Kentucky, Louisiana, Mississippi, South Carolina, Tennessee, Texas, and Virginia. Joe holds several licenses and designations, including Series 63, 65, 7, 9, 10, 31, and SIE. Joe has been associated with Raymond James Financial Services Advisors, Inc. since January 2009, and prior to that, Joe worked at Morgan Keegan & Company, Inc. in Memphis, TN from July 1993 to July 2005. Joe is also affiliated with Pinnacle Asset Management and Pinnacle Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
01/11/2022 - Present
Raymond James Financial Services Advisors, Inc. (NASHVILLE TN)
TN
07/14/1993 - 07/06/2005
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 05/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/14/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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