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Financial Advisors in Kentucky
5,932 Results
Unclaimed

Stonex Advisors Inc.

location

Louisville, KY

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Harold Lowell Wainwright is a financial advisor with Stonex Advisors Inc. based in Louisville, KY. Harold has been in the financial services industry since 2009 and is registered as a broker-dealer and investment advisor representative. Prior to joining Stonex Advisors Inc., Harold was employed by Sterne, Agee & Leach, Inc. Harold is licensed to provide financial advice in Alabama, Colorado, Florida, Illinois, Indiana, Kentucky, New Mexico, Ohio, Tennessee, and Virginia. He holds the Series 66, SIE, and Series 7 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
FINANCIAL CONSULTING SERVICES
Unclaimed

Stonex Advisors Inc.

location

Louisville, KY

experience

41 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Harold Lowell Wainwright has been in the financial services industry since 1984 and is currently registered with Stonex Advisors Inc. Harold is a Partner at Wainwright Laventis, LLC, an independent advisor, where he works approximately 160 hours per month, offering financial advice. Harold has extensive experience in the industry, having previously held positions with Sterne, Agee & Leach, Inc., UBS Paine Webber Inc., and J.J.B. Hilliard, W.L. Lyons, Inc.. Harold holds the Series 7, Series 63, and Series 65 licenses and has a broad range of experience and knowledge to offer clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
FINANCIAL CONSULTING SERVICES
Unclaimed

Northwestern Mutual Investment Services, LLC

location

MURRAY, KY

experience

48 Years Experience

0 Disclosures

ADVISOR BIO

Harold David Travis is a registered representative with Northwestern Mutual Investment Services, LLC. Harold has been in the financial services industry since 1976. Harold is currently licensed to conduct business in Florida, Hawaii, Kentucky, Maryland, Missouri, North Carolina and Washington. Harold is also registered with FINRA. Harold has a Series 63, Series 22TO, Series 6TO, SIE and Series 1. Harold has previously been registered with Robert W. Baird & Co. Incorporated and PEBSCO Securities Corp.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

U.s. Bancorp Investments, Inc.

location

Louisville, KY

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Harpreet Bassi is a registered representative with U.S. Bancorp Investments, Inc. in Louisville, Kentucky. Harpreet has been in the securities industry since December 2018 and has a Series 6, Series 63, and SIE license. Previously, Harpreet worked for J.P. Morgan Securities LLC in Lexington, Kentucky and Vallejo, California. Harpreet's specializations include investment company products, variable contracts, mutual funds, exchange traded funds, and retirement plans. Harpreet currently works out of U.S. Bancorp Investments, Inc. branch office located at 9437 Viking Center Dr in Louisville, Kentucky.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Harris Michael Disken is a financial advisor with Fidelity Personal AND Workplace Advisors, based in Covington, Kentucky. Harris has been a registered investment advisor for approximately 6 months and is currently registered with the states of Kentucky and Texas. Harris is also a registered representative.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Robert W. Baird & Co. Inc.

location

Madisonville, KY

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Harris N. Terry is a financial advisor with over 8 years of experience in the industry. Terry is currently registered with Robert W. Baird & Co. Inc., and previously worked with J.J.B. HILLIARD, W.L. LYONS, LLC. Terry specializes in providing investment advice to individuals, businesses, corporations, insurance companies, investment companies, and other financial institutions. Terry holds the Series 66, SIE, and Series 7 licenses, and is registered in 21 states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

MCF Advisors, LLC

location

COVINGTON, KY

0 Disclosures

ADVISOR BIO

Harrison Dean is a registered Investment Advisor Representative in Kentucky. Harrison works at MCF Advisors, LLC and has been with the firm since August 2022. Harrison has a Series 65 license. Harrison has experience in various industries, including financial services, manufacturing, and education. Harrison's specializations include Financial Planning, Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, and Selection of Other Advisers.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Northwestern Mutual Investment Services, LLC

location

LOUISVILLE, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Harrison Robert Rice is a registered representative with Northwestern Mutual Investment Services, LLC. Harrison is licensed to sell securities in Alabama, Indiana, and Kentucky. Harrison's registration is active and has been active since 5/8/2023. Harrison has passed the Series 63, Series 7TO, Series 6TO, and SIE exams. Harrison is also registered with FINRA and the states of Alabama, Indiana, and Kentucky.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Harrison Parker Art is a financial advisor at Fidelity Brokerage Services LLC. Harrison has been in the industry since 2015 and holds the Series 63, Series 7, Series 9, and Series 10 licenses. Harrison is registered to provide securities advice in all 50 states and the District of Columbia.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Townsend Financial Planning | CFP ® (Certifications)

location

MT. STERLING, KY

0 Disclosures

ADVISOR BIO

Harrison Bailey is a Certified Financial Plannerâ„¢ and has been in the financial services industry since 2013. Harrison is a Registered Investment Advisor in Kentucky and Florida and is currently employed by Townsend Financial Planning. Harrison has a background in finance and has experience in various financial service roles. Harrison is committed to providing personalized financial planning services to individuals and families.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals

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