Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Lowell Wainwright has been in the financial services industry since 1984 and is currently registered with Stonex Advisors Inc. Harold is a Partner at Wainwright Laventis, LLC, an independent advisor, where he works approximately 160 hours per month, offering financial advice. Harold has extensive experience in the industry, having previously held positions with Sterne, Agee & Leach, Inc., UBS Paine Webber Inc., and J.J.B. Hilliard, W.L. Lyons, Inc.. Harold holds the Series 7, Series 63, and Series 65 licenses and has a broad range of experience and knowledge to offer clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
06/30/2016 - Present
Stonex Advisors Inc. (Louisville KY)
KY
04/03/2003 - 03/05/2013
STERNE, AGEE & LEACH, INC. (LOUISVILLE KY)
NJ
12/21/1998 - 04/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
KY
06/20/1984 - 12/21/1998
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 02/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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