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Financial Advisors in Kentucky
5,932 Results
Unclaimed

PNC Investments

location

Louisville, KY

experience

34 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Dwayne Edward Craft is a registered representative with PNC Investments, a firm with a strong reputation in the financial services industry. Dwayne has been working in the financial industry since 1991. Dwayne is licensed to provide investment advice and securities trading in Kentucky and Ohio. Dwayne has a diverse background with previous employment at Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., MetLife Securities Inc. and Prudential Insurance Company of America. Dwayne has experience in a variety of financial products and services. Dwayne is committed to providing clients with personalized financial guidance and investment solutions.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

International Assets Investment Management, LLC | CFP ® (Certifications)

location

LOUISVILLE, KY

disclosure

2 Disclosures

ADVISOR BIO

Dwight William Rich is a financial advisor with over 20 years of experience in the financial services industry. Dwight is currently registered with International Assets Investment Management, LLC and has previously been registered with International Assets Advisory, LLC, Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Paine Webber Incorporated. Dwight has a strong track record of providing personalized financial advice to individuals and families. Dwight is a Certified Financial Planner and is committed to providing clients with the highest level of service and expertise.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Paragon Private Wealth Management LLC

location

LEXINGTON, KY

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Dylan Jones is a financial advisor with Paragon Private Wealth Management LLC. Dylan has over 5 years of experience in the financial services industry. Dylan's areas of expertise include financial planning, portfolio management for individuals, and selection of other advisors. Dylan is registered with FINRA and the state of Kentucky. Dylan has a Series 7TO and SIE license. Dylan also holds a Series 66 license. Dylan is a basketball coach at Lexington Catholic High School.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

Louisville, KY

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Dylan Pfeffer is a financial advisor with Ameriprise Financial Services, LLC. Dylan has been in the industry since 2013. Dylan currently holds a Series 7, Series 66, and SIE license. Dylan has experience working with a variety of clients, including high-net-worth individuals, trusts/estates, insurance companies, charitable organizations, and pension and profit-sharing plans. Ameriprise Financial Services, LLC is a national financial services firm with over 10,000 employees and over $1 trillion in assets under management. The firm offers a wide range of financial services, including investment management, financial planning, and insurance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Dylan Michael Bard is a financial advisor associated with Fidelity Personal And Workplace Advisors. Dylan is registered with 53 states and has been in the industry since January 4, 2024. Dylan holds a Series 63, Series 7TO, and SIE.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

W&S Brokerage Services, Inc.

location

RUSSELL, KY

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Dylan Hammack is a financial professional licensed to provide investment advice in Kentucky, Ohio, and West Virginia. Dylan is registered with W&S Brokerage Services, Inc. and offers services such as financial planning, investment advisory, and portfolio management. Dylan's career in the financial industry began on June 30, 2024. Dylan has demonstrated competency in the investment industry through various exams, including the Series 63, SIE, and Series 6TO.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Northwestern Mutual Investment Services, LLC

location

LOUISVILLE, KY

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Dylan James Cole is a registered representative with Northwestern Mutual Investment Services, LLC. Dylan has been in the industry since December 2016. Dylan is licensed to sell securities in 25 states and holds the Series 6, Series 7TO, and SIE licenses. Dylan is located in Louisville, KY.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Dylan McGaha is a financial professional affiliated with Fidelity Brokerage Services LLC. Dylan has been active in the industry since February 2023. Dylan has passed the Series 7TO, Series 63 and SIE exams. Dylan is registered with FINRA and 53 state regulators.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Dylan Mitchell Chafin is a financial advisor with Fidelity Personal AND Workplace Advisors. Dylan Mitchell Chafin is registered in Kentucky and Texas. The main office for Fidelity Personal And Workplace Advisors is in Boston, MA. Fidelity Personal And Workplace Advisors manages over $818 billion in assets and has over 1,991,000 client accounts. Dylan Mitchell Chafin has been a registered advisor since January 2023 and has been working in the financial industry since September 2022. Dylan Mitchell Chafin has passed the Series 63, Series 66, Series 7TO, and SIE exams. Fidelity Personal And Workplace Advisors offers a variety of financial services, including financial planning, portfolio management for businesses and individuals, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Dylan James Lucas is a securities professional with Fidelity Brokerage Services LLC, based in Covington, Kentucky. Lucas has been registered with FINRA since March 2023 and holds Series 7TO, Series 63 and SIE licenses. Lucas is licensed to conduct business in 53 states and territories.

SPECIALIZATIONS

No specializations listed.

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