Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwight? Claim Your ProfileDwight William Rich is a financial advisor with over 20 years of experience in the financial services industry. Dwight is currently registered with International Assets Investment Management, LLC and has previously been registered with International Assets Advisory, LLC, Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Paine Webber Incorporated. Dwight has a strong track record of providing personalized financial advice to individuals and families. Dwight is a Certified Financial Planner and is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
04/26/2017 - Present
International Assets Investment Management, LLC (LOUISVILLE KY)
KY
02/22/2017 - 01/23/2024
INTERNATIONAL ASSETS ADVISORY, LLC (LOUISVILLE KY)
KY
10/02/2015 - 02/16/2017
AMERIPRISE FINANCIAL SERVICES, INC. (LOUISVILLE KY)
KY
05/30/1997 - 10/09/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOUISVILLE KY)
NJ
05/22/1995 - 06/09/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 11/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/10/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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