Invested Better
Financial Advisors in Connecticut
11,410 Results
Unclaimed

Hedgeye Risk Management, LLC

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

David Graham Talbott is an Investment Advisor Representative associated with Hedgeye Risk Management, LLC. David is registered in Connecticut. David has been in the industry since September 2013. David's experience includes working at Hedgeye Risk Management. David is also registered with the state of Connecticut as an Investment Advisor Representative. David has passed the Series 65 exam.

SPECIALIZATIONS

RESEARCH
Publication of Financial Periodicals
Unclaimed

Interactive Brokers Corp.

location

GREENWICH, CT

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

David Walter Iles is a financial professional with over 18 years of experience in the industry. David currently holds a Series 7, Series 24, Series 55, Series 62, Series 57TO, Series 99TO and SIE license. David is registered with Interactive Brokers Corp. and Interactive Brokers LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Noble Capital Markets, Inc.

location

Westport, CT

experience

40 Years Experience

0 Disclosures

ADVISOR BIO

David Noriega is a financial professional with over 30 years of experience in the securities industry. David is currently registered with Noble Capital Markets, Inc. and previously worked with Advisory Group Equity Services LTD., Source Capital Group, Inc., Moloney Securities Co., Inc., Rocky Mountain Securities & Investments, Inc., and The Stuart-James Company, Incorporated. David holds the Series 7, Series 63, and SIE licenses. He has a strong track record of providing investment advice and guidance to clients. David is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

HARTFORD, CT

experience

31 Years Experience

disclosure

4 Disclosures

ADVISOR BIO

David Edmund Goodwin is a financial advisor with over 29 years of experience in the financial services industry. David is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., working from their Hartford, Connecticut office. David has held previous positions with Advest, Inc., Northwestern Mutual Investment Services, Inc., and Robert W. Baird & Co. Incorporated. David offers investment advisory services to individuals, businesses, investment companies, pension plans, insurance companies, charitable organizations, and state and municipal government entities. David is a Series 6, 7, 63, and 65 licensed holder.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Alliancebernstein LP | CFP ® (Certifications)

location

Stamford, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

David Michael Altman is a financial professional with over 20 years of experience in the financial services industry. David has a strong track record of providing investment advice and financial planning services to a diverse clientele, including high-net-worth individuals, families, trusts, estates, and retirement plans. David is registered as a Registered Representative (Series 7, Series 31, and Series 66) and Investment Advisor Representative in several states. David is also a Certified Financial Planner™. He is currently employed at Alliancebernstein LP, a global investment management firm. David is committed to providing his clients with personalized financial advice and strategies designed to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Ameriprise Financial Services, LLC | CFP ® (Certifications)

location

Stratford, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

David Michael Caraglior is a financial advisor with Ameriprise Financial Services, LLC. David Michael Caraglior has been working in the financial industry since 1994. David Michael Caraglior holds Series 6, 7, and 63 licenses and is a Certified Financial Planner. David Michael Caraglior has been registered with Ameriprise Financial Services, LLC since 2017. David Michael Caraglior has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. David Michael Caraglior provides a range of financial services, including financial planning, portfolio management, and asset allocation. David Michael Caraglior also has experience as an independent insurance broker.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Newbridge Securities Corp.

location

NORWALK, CT

experience

43 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

David Tod is a financial professional with over 30 years of experience in the financial services industry. David is currently registered with Newbridge Securities Corp. in Norwalk, Connecticut and is also registered in New York and Ohio. David specializes in providing financial advice and services to individuals and families.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Northwestern Mutual Investment Services, LLC

location

BRANFORD, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

David Morris Brown is a financial advisor with over 28 years of experience in the industry. Brown is registered with Northwestern Mutual Investment Services, LLC and holds Series 6, Series 63 and SIE licenses. Brown is currently registered with the states of Connecticut, Florida, New Jersey, New York and North Carolina.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

BCP Securities, Inc.

location

GREENWICH, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

David Christopher Smith is a financial professional with over 20 years of experience in the industry. He is currently registered with BCP Securities, Inc. in Greenwich, CT. Prior to this, David worked at WARBURG DILLON READ LLC, SBC WARBURG DILLON READ INC. and SBC WARBURG, INC. David holds the Series 7, Series 63, Series 24 and SIE licenses. He is registered in Connecticut and New York and is a General Securities Principal.

SPECIALIZATIONS

No specializations listed.

Unclaimed

RBC Capital Markets, LLC

location

GLASTONBURY, CT

experience

30 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

David Mozeleski is an investment advisor representative with RBC Capital Markets, LLC. David has been in the industry since 1995 and has a wide range of experience in financial planning and portfolio management. David has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. David holds several professional licenses including Series 6, 7, 9, 10, 31, 63, and 65. David provides advisory services to a wide range of clients including individuals, businesses, pension plans, foundations, and endowments.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles

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