Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Tod is a financial professional with over 30 years of experience in the financial services industry. David is currently registered with Newbridge Securities Corp. in Norwalk, Connecticut and is also registered in New York and Ohio. David specializes in providing financial advice and services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/27/2018 - Present
Newbridge Securities Corp. (NORWALK CT)
OH
08/12/2015 - 01/24/2018
INTERNATIONAL ASSETS ADVISORY, LLC (BEACHWOOD OH)
OH
03/10/2009 - 05/04/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (KENT OH)
OH
11/01/2007 - 03/10/2009
BUTLER, WICK & CO., INC. (KENT OH)
OH
02/07/1992 - 11/15/2007
CITIGROUP GLOBAL MARKETS INC. (AKRON OH)
NY
02/05/1988 - 03/06/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
10/07/1986 - 02/18/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
08/28/1981 - 10/22/1986
WERTHEIM & CO., INC.
NA
08/22/1981 - 12/10/1983
WERTHEIM & CO.
BC
Issued 10/14/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1982
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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