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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Redhawk Wealth Advisors, Inc. | CFC ® (Certifications)

location

West Hartford, CT

0 Disclosures

ADVISOR BIO

Craig Andrew Roncaioli is a financial advisor with Redhawk Wealth Advisors, Inc. Craig has been in the financial services industry since 1990. He has experience working with individuals, families, and businesses. Craig is a Chartered Financial Consultant and holds Series 6, 7, 63, and 65 licenses. Craig is dedicated to helping clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Tiaa-Cref Individual & Institutional Services, LLC

location

HAMDEN, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Craig William Massicotte is a registered investment advisor representative associated with Tiaa-Cref Individual & Institutional Services, LLC. Craig William Massicotte has been in the financial services industry since April 29, 2000. Craig William Massicotte holds the following licenses: Series 6, Series 7, Series 63, and Series 66. Craig William Massicotte has been registered with TIAA-CREF Individual & Institutional Services, LLC since March 7, 2013.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEW CANAAN, CT

experience

38 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Craig Somerby is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Craig is a seasoned professional with over 30 years of experience in the financial services industry. Craig is registered in 28 states and has a broad range of experience serving a variety of clients including high-net-worth individuals, corporations, pension plans, and charitable organizations. Craig has a demonstrated track record of helping clients achieve their financial goals. Craig specializes in a variety of services including portfolio management for individuals and businesses, as well as providing financial and investment planning services.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Raymond James & Associates, Inc.

location

Greenwich, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Craig Lewis Cerone is a financial advisor with Raymond James & Associates, Inc. located in Greenwich, CT. Craig has over 20 years of experience in the financial industry. Craig's registration with the state of Connecticut began on September 6, 2016. Craig also holds a Series 7, 24, and 66 license. In addition to his role at Raymond James & Associates, Inc., Craig is a trustee for Biagia Capital Access and is the owner and proprietor of Cerone Lake House LLC and DPJC LLC. Craig's primary focus is on financial planning, portfolio management for businesses and individuals, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

THE Colony Group, LLC | CFA ® (Certifications)

location

WEST HARTFORD, CT

0 Disclosures

ADVISOR BIO

Craig Mitchell Giventer is a financial advisor who is registered as an Investment Advisor Representative (IAR) in Connecticut, New York, and Texas. Craig is associated with The Colony Group, LLC. The Colony Group, LLC is an investment advisory firm located in Boston, MA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX PREP. SRVCS, DISPUTE RESOLUTION SRVCS, FAMILY OFFICE SRVCS, BUS. MGMT. SRVCS, INS. SOLUTIONS, CREDIT & CASH MGMT SOLUTIONS..
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed
location

Middletown, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Craig W Dennis is a financial advisor with Edward Jones. Craig holds Series 7, 6, 63 and 66 securities licenses as well as the SIE exam. Craig has been a registered representative since 2011. Craig has experience working with a variety of firms such as Massachusetts Mutual Life Insurance Company, MML Investors Services LLC, Saybrus Equity Services, Inc., Foresters Financial, Four Seasons Financial Group, The Leaders Group Inc, and Edward Jones. Craig's areas of expertise include portfolio management for individuals and businesses, financial planning, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

PLANTSVILLE, CT

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Craig Johnson is a financial advisor with over 20 years of experience in the financial services industry. Craig has held positions at several reputable firms, including BNP Paribas Securities Corp., SG Cowen Securities Corporation, and Securities America, Inc. Craig is currently registered with Umergence LLC in Plantsville, CT. Craig is licensed to sell securities in Colorado and Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Craig Michael Meeker is a financial advisor with Prudential Annuities Distributors, Inc. in Shelton, CT. Craig has been in the financial industry since 1984 and has a wide range of experience in providing financial advice to clients. Craig holds a Series 7, 6, 63, and 26 license, and is registered in California, Florida, Illinois, and South Dakota.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Grayscale Securities, LLC

location

Stamford, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Craig Ian Salm is a registered representative with Grayscale Securities, LLC. Craig has been in the financial industry since July 1, 2018. Craig is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico. Craig holds Series 7, 24, and 63 licenses. Craig is also a SIE exam holder. Craig has previously worked at Genesis Global Trading, Inc.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Corhaven Technologies LLC

location

Cos Cob, CT

0 Disclosures

ADVISOR BIO

Craig Clifford Hess is an Investment Advisor Representative at Corhaven Technologies LLC. Craig has been in the financial services industry since 1992. Craig is registered with the state of California and has passed the Series 7, Series 63, and Series 65 exams. Prior to Corhaven Technologies LLC, Craig worked at Goldman, Sachs & Co., PaineWebber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Craig is also a member of the Board of Directors for MaxEX LLC.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Portfolio Management for Individuals

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