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Craig Francis Johnson

Umergence LLC

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About Craig Francis Johnson

Craig Johnson is a financial advisor with over 20 years of experience in the financial services industry. Craig has held positions at several reputable firms, including BNP Paribas Securities Corp., SG Cowen Securities Corporation, and Securities America, Inc. Craig is currently registered with Umergence LLC in Plantsville, CT. Craig is licensed to sell securities in Colorado and Connecticut.

Firm Information

Craig Johnson is currently registered with Umergence LLC. Umergence LLC is a Limited Liability Company formed in 2015. It is registered to operate in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Craig Johnson’s Registration & Firm History

CT

10/12/2021 - Present

Umergence LLC (PLANTSVILLE CT)

FL

02/22/2019 - 11/13/2019

GUZMAN & COMPANY (CORAL GABLES FL)

NY

05/13/2002 - 07/07/2006

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

10/10/1997 - 05/15/2002

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NE

07/29/1994 - 07/01/1997

SECURITIES AMERICA, INC. (LAVISTA NE)

NY

04/15/1993 - 08/04/1994

PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)

MA

05/22/1989 - 05/11/1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

MA

05/22/1989 - 02/27/1992

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 08/16/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/15/2019

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/1997

Series 7 - General Securities Representative Examination

BC

Issued 05/19/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craig Francis Johnson.
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