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Educational Seminars & Workshops Advisors in Sherman Oaks, California
176 Results
Unclaimed

NWF Advisory Services Inc.

location

Sherman Oaks, CA

disclosure

3 Disclosures

ADVISOR BIO

Kent Cochran Cummings is an investment advisor representative at NWF Advisory Services Inc., a registered investment advisor based in Sherman Oaks, California. Kent has been in the financial services industry for over 40 years and holds a Series 7, Series 63, Series 65 and Series 22 licenses. Kent is also an insurance agent. Kent provides financial planning, portfolio management, and educational seminars to individuals and businesses. Kent has a strong track record of success and is committed to helping his clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

SHERMAN OAKS, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Kurt Weegar MacMillan is a financial advisor with LPL Financial LLC. Kurt has been in the industry since 2014 and is registered to provide investment advice in 17 states. Kurt also has a CPA license. Prior to joining LPL Financial LLC, Kurt worked at Waddell & Reed. Kurt's expertise is in financial planning, portfolio management for individuals and businesses, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

Sherman Oaks, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Laura Gabriela Garcia is an active investment advisor representative with Morgan Stanley. Laura has been working in the financial industry since June 2007. Laura holds a Series 65 and Series 66 state exam and a Series 7, Series 31, and SIE product exam. Laura specializes in offering investment advice to individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, and investment companies. Laura is licensed to provide investment advice in 42 states and the District of Columbia.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Pruco Securities, LLC

location

SHERMAN OAKS, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Leonid Khirich is a registered representative with Pruco Securities, LLC. Leonid Khirich is based in Sherman Oaks, CA and has been in the industry since May 1999. Leonid Khirich holds the following licenses: Series 6, Series 63 and SIE. Leonid Khirich specializes in securities, mutual funds, variable annuities, insurance, and fixed annuities.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Highline Wealth Partners

location

SHERMAN OAKS, CA

0 Disclosures

ADVISOR BIO

Lionel Benjamin Tapiero is an Investment Advisor Representative at Highline Wealth Partners. Lionel Tapiero is registered with the state of California. Lionel Tapiero has 1 state exam. Lionel Tapiero has been in the securities industry since October 2011. Lionel Tapiero has passed the Uniform Investment Adviser Law Examination (Series 65). Lionel Tapiero has been employed by Logica Capital Advisers, LLC, Logica Diversified Capital Advisers, LLC, Logica Capital Management, LLC, and Stackin Financial, LLC. Lionel Tapiero holds a minority ownership interest in Logica Capital Management, LLC, but has no duties or responsibilities for the business since 2018. Lionel Tapiero's firm, Highline Wealth Partners, is headquartered in Sherman Oaks, California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Highline Wealth Partners

location

SHERMAN OAKS, CA

0 Disclosures

ADVISOR BIO

Lisa Irwin Sternberg is an investment advisor representative at Highline Wealth Partners. Lisa has been in the industry since 1983, and has been registered with the state of California since 2016. Lisa has passed the Uniform Investment Adviser Law Examination (Series 65), the General Securities Principal Examination (Series 24) and the Non-Member General Securities Examination (Series 2).

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Cetera Investment Advisers LLC | CFP ® (Certifications)

location

SHERMAN OAKS, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Lorand Norbert Parenteau is a financial professional with over 20 years of experience in the industry. Lorand is a Certified Financial Planner™ professional and currently registered with Cetera Investment Advisers LLC. Previously, Lorand worked with First Allied Securities, Inc. and First Allied Advisory Services, Inc. Lorand has a strong background in providing financial planning, portfolio management, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Pruco Securities, LLC

location

SHERMAN OAKS, CA

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Lutfar Rahman is a registered representative with Pruco Securities, LLC. Lutfar has been in the securities industry since August 7, 1988 and has a strong track record of providing investment advice. Lutfar Rahman is registered with the state of California and Washington.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Sherman Oaks, CA

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Magda Iskakandar Pokorny is a registered representative and investment advisor representative with Morgan Stanley. Magda has been in the industry since 1993 and is currently registered with FINRA as a General Securities Representative. Magda is registered in several states, including California, Texas, Arizona, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Indiana, Maryland, Massachusetts, Minnesota, Mississippi, Missouri, Montana, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Tennessee, Utah, Virginia, Washington, and Wisconsin. Magda has been with Morgan Stanley since 2009, and has a background in the financial services industry with prior roles at UBS Financial Services and Dean Witter Reynolds. Magda's specializations include, but are not limited to, investment clubs, insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. Magda's compensation arrangements are based on commissions, fixed fees, percentage of assets, and performance-based fees.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Wells Fargo Clearing Services, LLC

location

SHERMAN OAKS, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Mahsa Nobakht fard is a financial advisor with Wells Fargo Clearing Services, LLC. Mahsa has been in the industry since 2013 and is registered in California and Wisconsin. Mahsa holds the Series 6, 7, 63, and 65 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

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