Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Cochran Cummings is an investment advisor representative at NWF Advisory Services Inc., a registered investment advisor based in Sherman Oaks, California. Kent has been in the financial services industry for over 40 years and holds a Series 7, Series 63, Series 65 and Series 22 licenses. Kent is also an insurance agent. Kent provides financial planning, portfolio management, and educational seminars to individuals and businesses. Kent has a strong track record of success and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/07/2002 - Present
NWF Advisory Services Inc. (Sherman Oaks CA)
CA
09/10/1997 - 12/31/2023
OSAIC WEALTH, INC. (LOS ANGELES CA)
DE
10/22/1997 - 02/28/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
04/20/1992 - 09/23/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NA
07/12/1982 - 05/13/1992
GREEN HILL FINANCIAL SERVICE CORPORATION
NA
08/09/1983 - 02/26/1988
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
IA
Issued 03/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/23/1996
Series 2 - Non-Member General Securities Examination
BC
Issued 02/03/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/17/1981
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
Not sure Kent Cummings is the right advisor for you? Invested Better is here to help.
