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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Wells Fargo Clearing Services, LLC

location

IRVINE, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Craig Geisendorff is a financial advisor with over 23 years of experience in the industry. Craig is currently registered with Wells Fargo Clearing Services, LLC in California. Previously, Craig was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Craig has passed the Series 3, 7, 9, 10, 66, 99TO and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

UBS Financial Services Inc.

location

WALNUT CREEK, CA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Craig Michael Zaron is an investment professional with over two decades of experience in the financial services industry. Craig has a strong track record of providing personalized investment advice and portfolio management services to a diverse clientele. He has worked with UBS Financial Services Inc. since 2010 and previously held positions at Shay Financial Services, Inc., TradeStation Securities, Inc., Morgan Stanley DW Inc., Schonfeld Securities, LLC, Andover Brokerage, L.L.C., Herzog, Heine, Geduld, Inc., and PaineWebber Incorporated. Craig holds a variety of licenses and certifications, including Series 3, 7, 9, 10, 31, 55, 63, and 65. Craig Michael Zaron specializes in providing investment advice to high-net-worth individuals, corporations, and other institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

MONTEREY, CA

experience

17 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Craig Brinton has been in the securities industry since May 4, 2008. Craig is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since March 2008. Craig is registered in 38 states and has passed the Uniform Combined State Law Examination, the Securities Industry Essentials Examination and the General Securities Representative Examination. Craig has experience providing financial advice to individuals, corporations, high-net-worth individuals, charitable organizations and pension and profit-sharing plans. Craig also provides portfolio management for businesses and individuals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Centaurus Financial, Inc.

location

THOUSAND OAKS, CA

experience

27 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Craig Sothern Sturges is a financial advisor with Centaurus Financial, Inc. in Thousand Oaks, California. Craig Sturges has been in the financial industry since October 8, 1997. Craig Sturges is licensed to provide financial advice in Arizona, California, Idaho, Nevada, Texas, and Washington. Craig Sturges specializes in various areas, including Financial Planning, Pension Consulting, Educational Seminars, Market Timing Services, Publication of Periodicals, Selection of Other Advisors, Portfolio Management for Businesses, and Portfolio Management for Individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Publication of Financial Periodicals
Unclaimed

J.p. Morgan Securities LLC | CFP ® (Certifications)

location

HUNTINGTON BEACH, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Craig Allen Davis is a financial advisor at J.P. Morgan Securities LLC. Craig has been in the financial services industry since 2006. Craig has worked at multiple firms, including Chase Investment Services Corp., Morgan Stanley Smith Barney, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Charles Schwab & Co., Inc. Craig holds the Series 7, Series 63, and Series 66 licenses. Craig is also a Certified Financial Planner. Craig is registered to offer securities in Arizona, California, Colorado, Florida, Hawaii, Idaho, Illinois, Indiana, Louisiana, Massachusetts, Michigan, Nevada, New Mexico, New York, North Carolina, Oklahoma, Oregon, South Carolina, Tennessee, Texas, Utah, and Washington.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

SAN FRANCISCO, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Craig Alan Beattie is a registered representative with Wells Fargo Clearing Services, LLC. Craig Alan Beattie has been in the industry since January 5, 2016. Craig Alan Beattie is registered in 24 states and holds the following licenses: Series 66, Series 7, and SIE. Craig Alan Beattie is affiliated with Wells Fargo Advisors LLC. Craig Alan Beattie specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Wells Fargo Advisors Financial Network, LLC

location

SANTA ANA, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Craig Edward Tuthill is an active investment advisor representative registered with Wells Fargo Advisors Financial Network, LLC. Craig has been in the financial industry for over 22 years. He is a Series 66, Series 7, Series 31, and SIE exam holder. He has been with Wells Fargo Advisors Financial Network, LLC since May 2015, prior to that he worked at Wells Fargo Advisors, LLC. Craig is registered to provide investment advice in Arizona, California, Florida, Georgia, Hawaii, Indiana, Nevada, and the Virgin Islands. He works with a variety of clients, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. Craig's advisory services include financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Craig is also a minority owner of a marine construction company and 100% owner of an automotive industry company.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

LPL Financial LLC

location

TUSTIN, CA

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Craig Floerke is an investment advisor representative at LPL Financial LLC in Santa Ana, California. Craig has been in the financial services industry since July 1996 and has a strong track record of helping clients achieve their financial goals. Craig is licensed to provide investment advice in California and has a Series 6, 7, 9, 10, 24, 63, and 66 licenses. Craig previously worked at CUNA Brokerage Services, Inc. and Edward Jones.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

SAN FRANCISCO, CA

0 Disclosures

ADVISOR BIO

Craige Marcello Bertero is an Investment Advisor Representative with Corient. Craige has over 20 years of experience in the financial services industry. Craige's previous employers include J.P. Morgan Securities LLC, UBS Financial Services Inc., and J.P. Morgan Securities Inc. Craige is registered with the state of California and Texas as an Investment Advisor Representative. Craige specializes in providing financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Security Ratings
Market Timing Services
Publication of Financial Periodicals
Unclaimed

Transamerica Financial Advisors, Inc.

location

Thousand Oaks, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Cravonne Barrett is an investment advisor representative registered with Transamerica Financial Advisors, Inc. and has been in the industry since March 18, 2013. Cravonne holds the Series 6, Series 26, and Series 63 licenses and is registered in California. Cravonne is located in Thousand Oaks, CA and is associated with Transamerica Financial Advisors, Inc.'s Thousand Oaks branch office.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals

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