Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Floerke is an investment advisor representative at LPL Financial LLC in Santa Ana, California. Craig has been in the financial services industry since July 1996 and has a strong track record of helping clients achieve their financial goals. Craig is licensed to provide investment advice in California and has a Series 6, 7, 9, 10, 24, 63, and 66 licenses. Craig previously worked at CUNA Brokerage Services, Inc. and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/18/2022 - Present
LPL Financial LLC (SANTA ANA CA)
CA
08/17/2012 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (TUSTIN CA)
CA
03/25/1998 - 07/27/2012
EDWARD JONES (ANAHEIM CA)
TX
07/03/1996 - 02/12/1998
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BOTH
Issued 11/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/19/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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