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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SAN JOSE, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Collin Yin Chu is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Collin has been in the financial services industry since October 2019. Collin holds the Series 7TO, Series 66 and SIE licenses. Collin is registered with the following states: Arizona, California, Florida, Nevada, Oregon, Texas and Washington. Collin has been employed by Merrill Lynch, Pierce, Fenner & Smith Inc. since October 2019. Collin provides services such as portfolio management for individuals and businesses, pension consulting, educational seminars, selection of other advisors and other services.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Osaic Wealth, Inc.

location

FAIRFIELD, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Collin Finegan is a financial advisor registered with Osaic Wealth, Inc. Collin is based in Fairfield, CA. He is also registered with the following states: Arizona, California, Florida, New Mexico, North Carolina, Oregon, Washington, and Wyoming. Collin provides financial planning and portfolio management services to individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Assetmark, Inc.

location

ENCINO, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Collin Christopher Zines is a financial advisor with Assetmark, Inc.. Collin has been in the industry since 2019. Collin is registered in the state of California as both an Investment Advisor and a Broker-Dealer, and has additional registrations in Arizona, Idaho, Nevada and Utah. Collin has earned the Series 63, 65 and 6TO licenses, as well as the Securities Industry Essentials Examination (SIE). Collin has previous experience working for J.P. Morgan Securities LLC.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Unclaimed

Equitable Advisors, LLC

location

SAN FRANCISCO, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Collin David Kahal is a registered representative with Equitable Advisors, LLC. Collin's primary office location is in SAN FRANCISCO, California. Collin has 11 years of experience in the financial services industry. Collin is licensed to sell securities in 12 states, including Arizona, California, Connecticut, Georgia, Iowa, Maryland, Nevada, New Jersey, Oklahoma, Pennsylvania, Texas, and Utah.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Raymond James & Associates, Inc.

location

Los Angeles, CA

experience

36 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Collin Larry Rigler is a financial advisor with over 30 years of experience in the industry. Collin is currently registered with Raymond James & Associates, Inc. and has held previous positions at RBC Capital Markets, LLC, Jefferies & Company, Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Oppenheimer & Co., Inc., Wainwright, Austin, Stone & Co., and Broadway Securities, Inc. Collin holds several licenses including Series 3, 7, 9, 10, 22, 31, 63, and 65. Collin specializes in providing financial advice to individuals, businesses, corporations, and other institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Cetera Investment Advisers LLC | CFA ® (Certifications)

location

SAN DIEGO, CA

0 Disclosures

ADVISOR BIO

Collin Martin is a financial advisor with Cetera Investment Advisers LLC and Cetera Investment Management LLC. Collin is registered with the state of California and Ohio. Collin has been in the industry since February 2008. Collin has a Series 65 license and holds the Chartered Financial Analyst designation. Collin specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

LOS ANGELES, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Collin Whitfield Saydah is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Los Angeles, California. Collin has been in the financial services industry since 2022. Collin holds the Series 63, Series 66, and Series 7 licenses and the SIE exam. Collin is also registered as an investment advisor representative (IAR) in California and Texas. Collin previously worked at PURSHE KAPLAN STERLING INVESTMENTS. Collin provides financial advice to clients and assists with investment planning and portfolio management. Collin specializes in helping clients with insurance companies, charitable organizations, high net worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

RBC Capital Markets, LLC

location

Walnut Creek, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Collin Kincade Stark is a registered representative with RBC Capital Markets, LLC. Collin Kincade Stark has 22 approved SRO registrations, 1 approved FINRA registration, 36 approved state registrations and 0 approved IA state registrations. Collin Kincade Stark has been in the industry for over a year. Collin Kincade Stark also has experience with Fidelity Brokerage Services LLC. Collin Kincade Stark has passed the Series 7TO, Series 63 and SIE exams. The registration for Collin Kincade Stark is currently active in 38 states. Collin Kincade Stark provides financial planning, portfolio management for businesses, portfolio management for individuals and portfolio management for pooled investment vehicles. Collin Kincade Stark works in the Walnut Creek, CA branch office of RBC Capital Markets, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

San Diego, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Collin Christopher Dizon is a registered investment advisor representative with Morgan Stanley. Collin Christopher Dizon has been in the financial services industry for over 4 years. Collin Christopher Dizon is registered with FINRA and has passed the Series 66 and Series 7TO exams. Collin Christopher Dizon has specializations in Investment Clubs, Insurance Companies, Investment Companies, Charitable Organizations, High-Net-Worth Individuals, Banking or Thrift Institutions, Pension and Profit-Sharing Plans, Corporations or Other Businesses, Individuals Other Than High-Net-Worth, and State or Municipal Government Entities. Collin Christopher Dizon's current employer is Morgan Stanley, which is a firm with a history of providing comprehensive financial solutions for individuals, families, and institutions. The firm has a strong reputation for its commitment to client service and investment excellence. Collin Christopher Dizon is committed to providing clients with personalized financial advice and investment strategies tailored to their specific needs and goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Trilogy Capital, Inc.

location

TORRANCE, CA

0 Disclosures

ADVISOR BIO

Collin Wolf is an Investment Advisor Representative associated with Trilogy Capital, Inc. Collin is registered with the state of California. Collin specializes in providing financial planning, pension consulting and selection of other advisers services to clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals

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