Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Collin? Claim Your ProfileCollin Larry Rigler is a financial advisor with over 30 years of experience in the industry. Collin is currently registered with Raymond James & Associates, Inc. and has held previous positions at RBC Capital Markets, LLC, Jefferies & Company, Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Oppenheimer & Co., Inc., Wainwright, Austin, Stone & Co., and Broadway Securities, Inc. Collin holds several licenses including Series 3, 7, 9, 10, 22, 31, 63, and 65. Collin specializes in providing financial advice to individuals, businesses, corporations, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/18/2024 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
CA
08/12/2004 - 12/26/2017
RBC CAPITAL MARKETS, LLC (EL SEGUNDO CA)
NY
06/21/2002 - 08/20/2004
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
01/13/2001 - 07/02/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
06/24/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
06/28/1990 - 07/19/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
01/25/1990 - 03/31/1990
WAINWRIGHT, AUSTIN, STONE & CO.
NA
04/05/1989 - 02/10/1990
BROADWAY SECURITIES, INC.
IA
Issued 05/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1989
Series 3 - National Commodity Futures Examination
BC
Issued 04/04/1989
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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