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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

McManus Cooper

location

IRVINE, CA

experience

22 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Cindy X Chin is an investment advisor representative with McManus Cooper. Cindy has been in the securities industry since August 17, 2002. Cindy is registered with the state of California and holds a Series 7 and Series 66 license. Previously, Cindy has worked with several firms including Crown Capital Securities, L.P., Fortune Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Cindy specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

CUPERTINO, CA

experience

19 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Cindy Shi-way Shi is a financial advisor based in Cupertino, CA. Cindy has over 15 years of experience in the financial services industry. Cindy is currently registered with Cambridge Investment Research Advisors, Inc. and has previously been registered with Ameriprise Financial Services, Inc., Next Financial Group, Inc. and H.D. Vest Investment Services. Cindy holds a Series 6, 7, 63 and 65 license and the SIE exam. Cindy specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Cetera Investment Advisers LLC

location

IRVINE, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Mo is a registered representative with Cetera Investment Advisers LLC, located in Irvine, California. Cindy has been in the financial services industry since June 19, 2015 and holds licenses for both securities and investment advisory services. Cindy has previously worked at LPL Financial LLC, Cetera Investment Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Cindy has held various positions in her career and has a proven track record of success. Cindy is committed to providing her clients with personalized financial advice and guidance. Cindy is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

BREA, CA

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Havenhill is a financial professional with over 30 years of experience in the financial services industry. Cindy is registered with LPL Financial LLC and is a Certified Financial Planner. Cindy has a broad range of experience in the financial services industry, including investment advisory services, securities, and insurance. Cindy's primary office is located in Brea, California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Wells Fargo Clearing Services, LLC

location

LOS ANGELES, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Outlaw-johnson is a financial advisor with Wells Fargo Clearing Services, LLC. Cindy has been working in the financial services industry since August 2008. Cindy is registered with the state of California and Texas. Cindy has been with Wells Fargo Clearing Services, LLC since September 2017. Previously, Cindy was an advisor with MORGAN STANLEY for eight years. Cindy is a Series 66, Series 7 and SIE licensed advisor.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Transamerica Financial Advisors, Inc.

location

San Mateo, CA

experience

28 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Cindy Zheng is a registered investment advisor representative. Cindy has been in the financial services industry since July 15, 1997. Cindy currently works for Transamerica Financial Advisors, Inc. and is located in San Mateo, California. Cindy specializes in insurance and retirement planning and has a strong track record of helping clients achieve their financial goals. Cindy is dedicated to providing personalized service and building long-term relationships with her clients.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Park Avenue Securities LLC

location

SAN DIEGO, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Furze is a registered representative with Park Avenue Securities LLC. Cindy has been in the industry since 2021 and holds the Series 66, Series 7TO, and SIE exams. Cindy is currently registered in California and Washington to provide both broker-dealer and investment advisory services. Cindy also provides services to charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth individuals. Cindy has experience providing financial planning, educational seminars, and selection of other advisors services to clients.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Transamerica Financial Advisors, Inc.

location

Fresno, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Kam lai Chau is a registered representative with Transamerica Financial Advisors, Inc. Cindy has been in the industry since June 10, 2009 and has worked at Transamerica Financial Advisors, Inc. since January 6, 2012. Cindy holds the Series 6, Series 63, and SIE licenses. Cindy is registered in California and has a branch office located in Fresno, CA. Cindy's specializations include securities, investment company products and variable contracts.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

SAN JOSE, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Louise Gray is a registered representative with Wells Fargo Clearing Services, LLC. Cindy has been in the securities industry since May 2005, and has experience in various areas of financial services. Cindy is licensed to conduct securities business in multiple states, including California, Texas, Arkansas, Florida, Idaho, Kentucky, Nevada, North Carolina, Oregon, and Washington. Cindy also holds several licenses, including the Series 66, Series 7 and the SIE. Cindy's main office is located in San Jose, California. Cindy's clients include individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit sharing plans, and insurance companies. Cindy's services include financial planning, portfolio management, investment consulting services to institutional clients, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Wedbush Securities Inc.

location

LOS ANGELES, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Cindy Kloster is a Los Angeles based financial professional. Cindy has been working in the financial industry since March 2010. Cindy is currently registered with Wedbush Securities Inc. as a Registered Representative, and is licensed in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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