ADVISOR BIO

Alan Miles Griffin is a financial advisor at Raymond James & Associates, Inc. Alan has been in the financial services industry since 1978, working with clients in Santa Barbara, CA. Alan has extensive experience in the industry, working with individual investors, corporations, and institutional clients. Alan is a registered representative with FINRA and is licensed to sell securities in multiple states.

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ADVISOR BIO

Alan Baca is an investment advisor representative with Ethos Financial Group, LLC, and has been in the industry since January 2013. Alan has a background in providing financial planning, portfolio management for businesses and individuals, pension consulting, and selection of other advisors.

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ADVISOR BIO

Alan Richard Mariconda is a financial advisor with over 35 years of experience in the industry. Alan is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. He is a Series 7, Series 31, Series 63, and Series 65 licensed representative. Alan works with a variety of clients, including individuals, corporations, insurance companies, and pension plans. He provides a range of advisory services including portfolio management, financial planning, and pension consulting.

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ADVISOR BIO

Alan Buford Adler is a financial advisor with Morgan Stanley. Alan has been in the financial services industry since 1983. Alan holds Series 3, 7, 9, 10, 15, 63, and SIE licenses. Alan has been registered with Morgan Stanley since June 2009. Previously, Alan was registered with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Alan has experience in providing financial advice to a variety of clients including individuals, high-net-worth individuals, institutions, and corporations. Alan is committed to providing his clients with personalized financial advice and services to help them reach their financial goals.

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ADVISOR BIO

Alan Wozniak is a financial advisor with Wells Fargo Clearing Services, LLC, a firm with over $10 billion in assets under management. Alan is registered with FINRA and has been in the industry since 1986. He holds several licenses, including Series 7, 8, 63 and 65. Alan has a proven track record of providing financial advice to individuals, families, and businesses. He is committed to helping clients reach their financial goals.

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ADVISOR BIO

Alan Patrick Freeman is a financial advisor at UBS Financial Services Inc. in Newport Beach, CA. Alan has been working in the financial industry since 1984. Alan has a Series 7, Series 63, and Series 65 licenses and is registered with the state of California. Alan specializes in investment advisory, financial planning, and retirement planning. Prior to joining UBS Financial Services Inc., Alan worked at CITIGROUP GLOBAL MARKETS INC., Lehman Brothers Inc., and E. F. HUTTON & COMPANY INC.

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ADVISOR BIO

Alan Berman is a financial advisor with LPL Financial LLC in SANTA ROSA, CA. Alan has been in the financial services industry for over 35 years, and has held positions with multiple firms including SAGEPOINT FINANCIAL, INC., AMERICAN GENERAL SECURITIES INCORPORATED, and USLIFE EQUITY SALES CORP. Alan is a CERTIFIED FINANCIAL PLANNER™ professional. Alan Berman provides financial planning, investment management, and other consulting services to individuals, families, and businesses.

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ADVISOR BIO

Alan Joseph Day is a registered investment advisor representative with J.P. Morgan Securities LLC in FREMONT, California. Alan Joseph Day has been in the industry since 2014, with experience at J.P. Morgan Securities LLC and NYLIFE Securities Inc. Alan Joseph Day holds Series 6, 7, 63, and 66 licenses, and has passed the Securities Industry Essentials exam. Alan Joseph Day works with individuals, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, charitable organizations, and insurance companies.

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ADVISOR BIO

Alan Leonard Tarko is a financial advisor with over 30 years of experience in the industry. Alan currently works with Ameriprise Financial Services, LLC. Alan holds several licenses and registrations, including Series 6, 7, 24, 63 and 65, as well as SIE. Alan is registered to provide investment advice in 27 states. Alan’s experience includes working with Paulson Investment Company, Inc., JHS Capital Advisors, LLC, Milestone Financial Services, Inc., Schoff & Baxter, Inc. and Griffin Financial Services. Alan’s firm, Ameriprise Financial Services, LLC, is a large firm providing a range of financial services, including financial planning, portfolio management and educational seminars.

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ADVISOR BIO

Alan Gerard Remedios is a financial advisor at Flagstar Advisors. Alan has been in the industry since 2007 and is registered with the state of California. Alan has a Series 7, Series 6, and Series 63 license. Alan is also a Chartered Financial Analyst. Alan provides financial advice to individuals, corporations, and institutions. Alan's previous experience includes working at First Republic Securities Company, LLC and UST Financial Services Corp. Alan's focus areas are investment advisory services, portfolio management for businesses, and portfolio management for individuals. Alan is committed to providing his clients with the highest level of service and expertise.

SPECIALIZATIONS