Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alan? Claim Your ProfileAlan Patrick Freeman is a financial advisor at UBS Financial Services Inc. in Newport Beach, CA. Alan has been working in the financial industry since 1984. Alan has a Series 7, Series 63, and Series 65 licenses and is registered with the state of California. Alan specializes in investment advisory, financial planning, and retirement planning. Prior to joining UBS Financial Services Inc., Alan worked at CITIGROUP GLOBAL MARKETS INC., Lehman Brothers Inc., and E. F. HUTTON & COMPANY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/23/2009 - Present
UBS Financial Services Inc. (NEWPORT BEACH CA)
CA
07/31/1993 - 02/12/2009
CITIGROUP GLOBAL MARKETS INC. (NEWPORT BEACH CA)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/22/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alan Freeman is the right advisor for you? Invested Better is here to help.
