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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Commonwealth Financial Network

location

SAN DIEGO, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Chomreun Pao is a financial professional with experience in the financial services industry. Chomreun Pao is currently registered with Commonwealth Financial Network and previously worked at CUSO FINANCIAL SERVICES, L.P.. Chomreun Pao has passed the Series 7TO, SIE, Series 63, and Series 24 exams. Chomreun Pao is registered in the state of California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

TLG Advisors, Inc.

location

Los Angeles, CA

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Chong Taek Shim is a financial advisor at TLG Advisors, Inc. Chong has over 11 years of experience in the financial services industry and has a strong background in investment advisory. Chong is registered with the state of California and holds Series 7, 63 and 66 licenses, as well as the SIE exam. Chong specializes in working with individuals, corporations, pension and profit-sharing plans, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLACEMENT OF INSTITUTIONAL FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Hsbc Securities (usa) Inc. | CFC ® (Certifications)

location

SAN FRANCISCO, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Chong Lam Kam is a financial advisor at HSBC Securities (USA) Inc. Chong has been in the industry since 2004, and has experience working with clients in a variety of financial areas including investing, retirement planning, and insurance. Chong is licensed to sell securities in multiple states. Chong also owns a limited partnership that manages their rental properties. Chong is dedicated to helping their clients achieve their financial goals.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Ameriprise Financial Services, LLC

location

Newport Beach, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Chooi Mei Thoe is a registered representative with Ameriprise Financial Services, LLC. Chooi is active in the financial industry for over 9 years, beginning their career with Edward Jones. Chooi has been registered with Ameriprise Financial Services, LLC since March 14, 2019. Chooi holds the Series 6, 7, and 66 licenses. In addition to their primary role at Ameriprise, Chooi has involvement with other businesses, which are publicly disclosed.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Cetera Investment Advisers LLC

location

WEST COVINA, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Choong Myung Kim is a financial professional with over 20 years of experience in the financial services industry. Kim is a registered representative with Cetera Investment Advisers LLC, a national investment advisory firm. Kim has a strong background in wealth management, insurance and annuities. Kim's primary focus is working with individuals, families, and businesses to help them achieve their financial goals. Prior to joining Cetera Investment Advisers LLC, Kim worked at W&S BROKERAGE SERVICES, INC. and Western & Southern Life.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Transamerica Financial Advisors, Inc.

location

MOUNTAIN VIEW, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Choon-lian Loh is a financial advisor with Transamerica Financial Advisors, Inc. They hold Series 63, 6TO, and SIE licenses. Choon-lian has been active in the financial services industry since July 2023. Their professional experience includes working with individuals, corporations, and institutions. Choon-lian is currently registered with the state of California, Illinois, and Missouri.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

ONTARIO, CA

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Chris W. Cooper is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Chris has been in the industry since 1999 and has been registered with the firm since May 1999. Chris is licensed to provide investment advice in 21 states and holds Series 66, 7 and SIE securities licenses. Chris specializes in providing investment advice to individuals, businesses, corporations, pension plans, insurance companies, charitable organizations, and high-net-worth individuals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Charles Schwab & CO., Inc.

location

Beverly Hills, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Chris Impellitteri is a financial advisor with Charles Schwab & CO., Inc., with over 12 years of experience in the financial services industry. Chris has been registered with the state of California since 2010 and holds Series 66, Series 7 and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed
location

Fairfield, CA

experience

12 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Chris Silva is an investment advisor representative with Edward Jones. Chris has been in the financial industry since August 2012, and has a Series 66, Series 7, and Securities Industry Essentials (SIE) license. Chris is currently registered in 23 states. Chris provides financial planning services, portfolio management for individuals and businesses, and helps clients select other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc.

location

SAN DIEGO, CA

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Chris Jalonen is a financial advisor with over 30 years of experience in the industry. Chris is currently registered with Osaic Wealth, Inc. Chris has experience working with individual investors and has a range of experience working with various clients including corporations, charitable organizations, and pension plans. Chris also provides financial planning and investment advisory services. Chris is registered in 18 states as a broker-dealer.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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