Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chong? Claim Your ProfileChong Taek Shim is a financial advisor at TLG Advisors, Inc. Chong has over 11 years of experience in the financial services industry and has a strong background in investment advisory. Chong is registered with the state of California and holds Series 7, 63 and 66 licenses, as well as the SIE exam. Chong specializes in working with individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/07/2024 - Present
TLG Advisors, Inc. (Los Angeles CA)
CA
09/02/2021 - 06/10/2024
AMERITAS INVESTMENT COMPANY, LLC (LOS ANGELES CA)
CA
08/09/2018 - 08/16/2021
PRUCO SECURITIES, LLC. (LOS ANGELES CA)
CA
05/06/2016 - 08/14/2018
NYLIFE SECURITIES LLC (WESTLAKE VILLAGE CA)
CA
05/17/2012 - 03/28/2016
AXA ADVISORS, LLC (LOS ANGELES CA)
BOTH
Issued 12/04/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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