Invested Better
Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Cuso Financial Services, LP

location

SAN DIEGO, CA

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Carolyn Elizabeth Wilson is a registered investment advisor representative with Cuso Financial Services, LP. Carolyn has over 30 years of experience in the financial services industry. Carolyn's current registrations are with the state of California. She has a Series 66, Series 63, Series 24, and Series 53 license. Carolyn's previous employers include Sorrento Pacific Financial, LLC, Chase Investment Services Corp., WAMU Investments, Inc., XCU Capital Corporation, Inc., CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS, GREAT WESTERN FINANCIAL SECURITIES CORPORATION, FN INVESTMENT CENTER, and KIDDER, PEABODY & CO. INCORPORATED. Carolyn is dedicated to helping her clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Beacon Pointe Advisors, LLC

location

NEWPORT BEACH, CA

0 Disclosures

ADVISOR BIO

Carolyn Ruth Smith is an Investment Advisor Representative with Beacon Pointe Advisors, LLC. Carolyn is a licensed professional with over 20 years of experience in the financial industry. Carolyn has previously worked with Financial Telesis Inc and United Planners' Financial Services of America a Limited Partner. Carolyn currently holds a Series 63 license as a Uniform Securities Agent and a Series 65 license as a Uniform Investment Advisor.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
CONSULTING SERVICES
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Wells Fargo Clearing Services, LLC

location

PASADENA, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Carolyn James is a financial advisor registered with Wells Fargo Clearing Services, LLC. Carolyn James has been in the financial industry since 1994. She is licensed to offer securities and advisory services in the following states: Alabama, Alaska, Arizona, California, Colorado, Connecticut, Delaware, Florida, Hawaii, Idaho, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Minnesota, Montana, Nebraska, Nevada, New Mexico, Ohio, Oregon, Rhode Island, Tennessee, Texas, Utah, Washington and Wyoming. Carolyn James was previously registered with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

Irvine, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Carolyn Antonette Bogaty is a registered representative with Morgan Stanley in Irvine, CA. Carolyn has been in the securities industry since December 2007. Carolyn is licensed to sell securities in California. Carolyn has passed the Series 7, Series 63, and SIE exams. Carolyn has been associated with Morgan Stanley since June 2009 and previously worked at Morgan Stanley & Co. Incorporated.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Western International Securities, Inc.

location

Glendora, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Carolyn Wyatt is a registered representative with Western International Securities, Inc. Carolyn has been in the securities industry for over 22 years and is active in both Broker-Dealer and Investment Advisor roles. Carolyn is also an insurance agent with Arrowhead Wealth Advisors. Carolyn specializes in working with high net worth individuals, individuals other than high net worth, pension and profit sharing plans, and corporations and other businesses. Western International Securities, Inc. is a large firm headquartered in Pasadena, California. The firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

FAIRFIELD, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Carolyn Skinner is a registered representative with Osaic FA, Inc., licensed since February 2, 2011. Carolyn is based in Fairfield, CA and has been in the industry for over 12 years. Carolyn is licensed to sell securities in the state of California.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
RETIREMENT PLAN CONSULTING SERVICES PROVIDED ON A LIMITED BASIS.
Unclaimed

Caregen Wealth Management | CFP ® (Certifications)

location

BURLINGAME, CA

0 Disclosures

ADVISOR BIO

Carolyn Masline is a financial advisor with Caregen Wealth Management. Carolyn is a Certified Financial Planner and has been in the industry since 2011. Carolyn has a strong background in providing financial planning services to individuals and high-net-worth individuals. Carolyn's focus is on providing financial planning, portfolio management and education to clients.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Raymond James & Associates, Inc.

location

ROLLING HILLS ESTATES, CA

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Carolyn Cahill-asher is a financial advisor who has been working in the industry since 1984. She is currently registered with Raymond James & Associates, Inc. and holds a Series 7, Series 3, Series 63, and Series 65 licenses. Carolyn has experience working with a variety of clients including individuals, corporations, and pension plans. She offers a wide range of financial services including financial planning, portfolio management, and educational seminars. Carolyn is committed to providing her clients with the highest quality of service and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Team Hewins, LLC | CFP ® (Certifications)

location

REDWOOD CITY, CA

0 Disclosures

ADVISOR BIO

Carolyn Kelly is a financial advisor with Team Hewins, LLC located in Redwood City, CA. Carolyn has been in the financial industry for over 15 years. Carolyn's previous experience includes working for Hewins Brokerage Services, LLC and NFP Securities, Inc. Carolyn is a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

Laguna Niguel, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Carolyn Bethany Hurley is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Carolyn has been in the financial services industry since 1999. She holds Series 7TO, Series 6, and Series 63 licenses. Carolyn has experience with RBC CAPITAL MARKETS, LLC and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER. Carolyn is also registered as an investment advisor in California and Texas. Carolyn offers a range of investment advisory services including portfolio management for individuals and businesses, pension consulting, and educational seminars.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

Need help matching

with the right advisor?